Centaurus Financial Inc.
USC Law School; Los Angeles CA
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Troy Nicholas Tremblay v. Centaurus Financial Inc. | Securities | Respondent | Jun. 19, 2020 |
Steven Phillip Margulin v. Centaurus Financial, Inc., National Planning Corporation | Securities | Respondent | Jun. 19, 2020 |
Troy Nicholas Tremblay v. Centaurus Financial Inc. | Securities | Respondent | Mar. 15, 2019 |
Charles Schwab & Co. Inc. v. Brad A. Baggarly | Securities | Claimant | Jun. 7, 2014 |
Joseph J. Bahuth, Angele Bahuth v. UBS Financial Services Inc., Andrew Coulter | Securities | Respondent | Mar. 26, 2011 |
Jeanne Johnson v. UBS Financial Services Inc., Wesley Wong | Securities | Respondent | Jan. 29, 2011 |
Gary Maag v. Charles Schwab & Co. Inc., Kimon Peter Daifotis, Randall Wayne Merk | Securities | Respondent | Dec. 31, 2010 |
Case Name | Topic | Role | Published |
---|---|---|---|
Troy Nicholas Tremblay v. Centaurus Financial Inc. | Securities | Respondent | Jun. 19, 2020 |
Steven Phillip Margulin v. Centaurus Financial, Inc., National Planning Corporation | Securities | Respondent | Jun. 19, 2020 |
Troy Nicholas Tremblay v. Centaurus Financial Inc. | Securities | Respondent | Mar. 15, 2019 |
Charles Schwab & Co. Inc. v. Brad A. Baggarly | Securities | Claimant | Jun. 7, 2014 |
Joseph J. Bahuth, Angele Bahuth v. UBS Financial Services Inc., Andrew Coulter | Securities | Respondent | Mar. 26, 2011 |
Jeanne Johnson v. UBS Financial Services Inc., Wesley Wong | Securities | Respondent | Jan. 29, 2011 |
Gary Maag v. Charles Schwab & Co. Inc., Kimon Peter Daifotis, Randall Wayne Merk | Securities | Respondent | Dec. 31, 2010 |