Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
United Micronesia Development Association Inc. v. Sanders Morris Harris Inc., formerly known as SMH Capital Inc., James Robert Davis and Wells Fargo Advisors LLC, as successor-in-interest to Wachovia Securities LLC | Securities | Respondent | Jul. 13, 2013 |
Roger Wheeler and Paul Wheeler under a Power of Attorney for Roger Wheeler, Roger Wheeler and Mary Wheeler as Joint Tenants, Mary N. Wheeler v. Cardinal Capital Management Inc., et al. | Securities | Respondent | Jun. 25, 2011 |
David A. Castillo v. Southwest Securities Inc. | Securities | Respondent | Sep. 6, 2008 |
Case Name | Topic | Role | Published |
---|---|---|---|
United Micronesia Development Association Inc. v. Sanders Morris Harris Inc., formerly known as SMH Capital Inc., James Robert Davis and Wells Fargo Advisors LLC, as successor-in-interest to Wachovia Securities LLC | Securities | Respondent | Jul. 13, 2013 |
Roger Wheeler and Paul Wheeler under a Power of Attorney for Roger Wheeler, Roger Wheeler and Mary Wheeler as Joint Tenants, Mary N. Wheeler v. Cardinal Capital Management Inc., et al. | Securities | Respondent | Jun. 25, 2011 |
David A. Castillo v. Southwest Securities Inc. | Securities | Respondent | Sep. 6, 2008 |