Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Alejandro M. Arredondo, Elizabeth J. Arredondo v. Arque Capital, Ltd., Audrey Mari Kuwabara, Michael Cheng Ning, Jamie Silber Bennett, Phillip John Rodriguez | Securities | Respondent | Dec. 13, 2014 |
Edward Jones v. John C. Lindsey, Lindsey & Lindsey Wealth Management Inc., Securities America Inc. | Securities | Respondent | Aug. 10, 2013 |
Janet Garcie, Walter Grosskopf, Sharon Grosskopf, The Janet K. Garcie Revocable Trust, The Walter and Sharon Grosskopf Trust v. Arque Capital Ltd., Empire Securities Corporation, Audrey Mari Kuwabara, James Thomas Nagle, Michael Cheng Ning | Securities | Respondent | Jun. 23, 2012 |
Fillpoint LLC v. Michael Maas | Contracts | Defendant | Jul. 2, 2011 |
Case Name | Topic | Role | Published |
---|---|---|---|
Alejandro M. Arredondo, Elizabeth J. Arredondo v. Arque Capital, Ltd., Audrey Mari Kuwabara, Michael Cheng Ning, Jamie Silber Bennett, Phillip John Rodriguez | Securities | Respondent | Dec. 13, 2014 |
Edward Jones v. John C. Lindsey, Lindsey & Lindsey Wealth Management Inc., Securities America Inc. | Securities | Respondent | Aug. 10, 2013 |
Janet Garcie, Walter Grosskopf, Sharon Grosskopf, The Janet K. Garcie Revocable Trust, The Walter and Sharon Grosskopf Trust v. Arque Capital Ltd., Empire Securities Corporation, Audrey Mari Kuwabara, James Thomas Nagle, Michael Cheng Ning | Securities | Respondent | Jun. 23, 2012 |
Fillpoint LLC v. Michael Maas | Contracts | Defendant | Jul. 2, 2011 |