U.S. Securities and Exchange Commission
Columbia Univ SOL; New York NY
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Securities and Exchange Commission v. Craig Rumbaugh, Rumbaugh Financial Inc., Desert Strategic Equity LLC | Securities | Plaintiff | Jan. 8, 2021 |
Securities and Exchange Commission v. Shivbir S. Grewal and Preetinder Grewal | Securities | Plaintiff | Feb. 7, 2015 |
Case Name | Topic | Role | Published |
---|---|---|---|
Securities and Exchange Commission v. Craig Rumbaugh, Rumbaugh Financial Inc., Desert Strategic Equity LLC | Securities | Plaintiff | Jan. 8, 2021 |
Securities and Exchange Commission v. Shivbir S. Grewal and Preetinder Grewal | Securities | Plaintiff | Feb. 7, 2015 |