Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Martha L. Meripol IRA, Ronald P. Meripol, Martha L. Meripol, Ronald P. Meripol IRA v. LPL Financial LLC, Summit Brokerage Services, Inc., Ewald Martin Von Kanel | Securities | Claimant | Sep. 20, 2014 |
Elizabeth N. Steinlauf Trust, ENS Family Trust U/D/T 12/27/11, Elizabeth N. Steinlauf v. Capital Analysts Inc., Cincinnati/Analysts Inc., Lincoln Investment Planning Inc., Timothy James Neuville | Securities | Claimant | Aug. 30, 2014 |
John Brasfield v. Ameriprise Financial Services Inc. | Securities | Claimant | Jun. 21, 2014 |
Carol Marini v. Marcelle Long, James Parker, Portfolio Advisors Alliance Inc. | Securities | Claimant | Aug. 4, 2012 |
Case Name | Topic | Role | Published |
---|---|---|---|
Martha L. Meripol IRA, Ronald P. Meripol, Martha L. Meripol, Ronald P. Meripol IRA v. LPL Financial LLC, Summit Brokerage Services, Inc., Ewald Martin Von Kanel | Securities | Claimant | Sep. 20, 2014 |
Elizabeth N. Steinlauf Trust, ENS Family Trust U/D/T 12/27/11, Elizabeth N. Steinlauf v. Capital Analysts Inc., Cincinnati/Analysts Inc., Lincoln Investment Planning Inc., Timothy James Neuville | Securities | Claimant | Aug. 30, 2014 |
John Brasfield v. Ameriprise Financial Services Inc. | Securities | Claimant | Jun. 21, 2014 |
Carol Marini v. Marcelle Long, James Parker, Portfolio Advisors Alliance Inc. | Securities | Claimant | Aug. 4, 2012 |