Cetera Financial Group
200 N Sepulveda Blvd Ste 1100
El Segundo , CA 90245
El Segundo , CA 90245
Phone:
(310) 257-4829
Email:
CETERAINFO@CETERA.COM
UCLA SOL; Los Angeles CA
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Mark John Williams v. J.P. Turner & Company, L.L.C. | Securities | Respondent | Oct. 2, 2020 |
Peter Carmine Covino v. VSR Financial Services, Inc. | Securities | Respondent | Aug. 7, 2020 |
Donald Bradford Crane v. Cetera Advisor Networks LLC | Securities | Respondent | Apr. 10, 2020 |
Jahanguir "John" Azodi v. Berthel Fisher & Company Financial Services, Inc., Cetera Advisors LLC | Securities | Respondent | Apr. 10, 2020 |
Steven Craig Henningson v. Cetera Advisor Networks LLC | Securities | Defendant | Nov. 29, 2019 |
Jon Ronald Springer v. Cetera Investment Services LLC | Securities | Respondent | Feb. 2, 2018 |
Jeffrey David Thoele v. Walnut Street Securities Inc., Next Financial Group Inc., The O.N. Equity Sales Company | Securities | Respondent | Jan. 12, 2018 |
Case Name | Topic | Role | Published |
---|---|---|---|
Mark John Williams v. J.P. Turner & Company, L.L.C. | Securities | Respondent | Oct. 2, 2020 |
Peter Carmine Covino v. VSR Financial Services, Inc. | Securities | Respondent | Aug. 7, 2020 |
Donald Bradford Crane v. Cetera Advisor Networks LLC | Securities | Respondent | Apr. 10, 2020 |
Jahanguir "John" Azodi v. Berthel Fisher & Company Financial Services, Inc., Cetera Advisors LLC | Securities | Respondent | Apr. 10, 2020 |
Steven Craig Henningson v. Cetera Advisor Networks LLC | Securities | Defendant | Nov. 29, 2019 |
Jon Ronald Springer v. Cetera Investment Services LLC | Securities | Respondent | Feb. 2, 2018 |
Jeffrey David Thoele v. Walnut Street Securities Inc., Next Financial Group Inc., The O.N. Equity Sales Company | Securities | Respondent | Jan. 12, 2018 |