U.S. Securities and Exchange Commission
444 South Flower Street, Suite 900
Los Angeles , CA 90071
Los Angeles , CA 90071
Phone:
(323) 965-3837
Email:
MillerDou@sec.gov
Fordham Univ SOL; New York NY
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Securities and Exchange Commission v. Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez aka Lana Velazquez aka Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners LLC fka The Eye Machine LLC, AMC Holdings LLC | Securities | Plaintiff | Jan. 8, 2021 |
Securities and Exchange Commission v. Sexton Advisory Group Inc., Steven M. Sexton | Securities | Plaintiff | Oct. 30, 2020 |
Securities and Exchange Commission v. Jack D. Massimino, Robert C. Owen | Securities | Plaintiff | Apr. 5, 2019 |
Case Name | Topic | Role | Published |
---|---|---|---|
Securities and Exchange Commission v. Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez aka Lana Velazquez aka Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners LLC fka The Eye Machine LLC, AMC Holdings LLC | Securities | Plaintiff | Jan. 8, 2021 |
Securities and Exchange Commission v. Sexton Advisory Group Inc., Steven M. Sexton | Securities | Plaintiff | Oct. 30, 2020 |
Securities and Exchange Commission v. Jack D. Massimino, Robert C. Owen | Securities | Plaintiff | Apr. 5, 2019 |