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Steve A. Buchwalter

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Law Office of Steve A. Buchwalter PC

16133 Ventura Blvd #1220
Encino , CA 91436
Phone: (818) 501-8987
Fax: (818) 501-0980
Email: sab@securitieslaw-attorney.com

University of LaVerne COL; Ontario CA



Verdicts & Settlements
Case Name Topic Role Published
Fariba Zehtabian Madison v. U.S. Bancorp Investments, Inc., David Matthew Terrell, Sean Pong Employment Law Claimant Mar. 20, 2020
Jorge Casas IRA v. FAS Team Inc., et al. Securities Claimant Sep. 1, 2017
Securities and Exchange Commission v. Harrison Schumacher, Paul Mysyk, Quaneco LLC, Quantum Energy LLC; and Quaneco Energy Holdings LLC, Fat Change Oil & Gas, LLC, Anv LLC, Tara Schumacher (Relief Defendants) Securities Defendant Oct. 15, 2016
Penny Lipp Family Trust v. Citigroup Global Markets Inc. Securities Claimant Oct. 13, 2012
Jason Lowther v. Stifel Nicolaus & Co. Inc. Employment Law Claimant Jul. 21, 2012
Joan L. Shapiro, as Trustee of the Jeannette Freeman Shapiro Trust v. Miles Lionel Benickes, Andrew Chang Ho Kang, David Maurer, David Campbell Smith Jr., Randall Scott Stern, Milford Lee Stern Securities Claimant Jul. 14, 2012
Alan Fenster, A Professional Corporation, Alan and Sandra Fenster, Alan Fenster Corporate Profit & Pension v. J.P. Morgan Securities Inc., Robert Scott Zeiger, Michael Jay Goldberg Securities Claimant Apr. 2, 2011
Alison Gordon, as Successor Trustee of the Surviving Spouse's Trust and Family Bypass Trust of the Gordon Family Trusts and Gordon Investment Trust v. PFS Investments Inc., et al. Securities Claimant Jan. 29, 2011
David L. Schriger, co-trustee of the Residuary Trust Number 1 v. Merrill Lynch, Pierce, Fenner & Smith Inc. Securities Claimant Apr. 10, 2010
Paul Thomas Chester v. iFreedom Communications Incorporated, et al. Employment Law Plaintiff Sep. 5, 2009
Allen Paulson Living Trust v. JP Morgan Securities Inc. Securities Plaintiff Jun. 20, 2009
Charles C. Salfity v. AIG Financial Advisors Inc., fka SunAmerica Securities Inc., Scott A. Householder, Todd A. Bergeron, The Householder Group, LLLP Contracts Claimant Dec. 6, 2008
UBS Financial Services Inc. v. Timothy A. Chan, Manta Ventures, LLC Contracts Respondent Oct. 25, 2008
Rene Garcia v. Morgan Stanley DW Inc. and Joseph Feinberg Securities Plaintiff May 6, 2006
Case Name Topic Role Published
Fariba Zehtabian Madison v. U.S. Bancorp Investments, Inc., David Matthew Terrell, Sean Pong Employment Law Claimant Mar. 20, 2020
Jorge Casas IRA v. FAS Team Inc., et al. Securities Claimant Sep. 1, 2017
Securities and Exchange Commission v. Harrison Schumacher, Paul Mysyk, Quaneco LLC, Quantum Energy LLC; and Quaneco Energy Holdings LLC, Fat Change Oil & Gas, LLC, Anv LLC, Tara Schumacher (Relief Defendants) Securities Defendant Oct. 15, 2016
Penny Lipp Family Trust v. Citigroup Global Markets Inc. Securities Claimant Oct. 13, 2012
Jason Lowther v. Stifel Nicolaus & Co. Inc. Employment Law Claimant Jul. 21, 2012
Joan L. Shapiro, as Trustee of the Jeannette Freeman Shapiro Trust v. Miles Lionel Benickes, Andrew Chang Ho Kang, David Maurer, David Campbell Smith Jr., Randall Scott Stern, Milford Lee Stern Securities Claimant Jul. 14, 2012
Alan Fenster, A Professional Corporation, Alan and Sandra Fenster, Alan Fenster Corporate Profit & Pension v. J.P. Morgan Securities Inc., Robert Scott Zeiger, Michael Jay Goldberg Securities Claimant Apr. 2, 2011
Alison Gordon, as Successor Trustee of the Surviving Spouse's Trust and Family Bypass Trust of the Gordon Family Trusts and Gordon Investment Trust v. PFS Investments Inc., et al. Securities Claimant Jan. 29, 2011
David L. Schriger, co-trustee of the Residuary Trust Number 1 v. Merrill Lynch, Pierce, Fenner & Smith Inc. Securities Claimant Apr. 10, 2010
Paul Thomas Chester v. iFreedom Communications Incorporated, et al. Employment Law Plaintiff Sep. 5, 2009
Allen Paulson Living Trust v. JP Morgan Securities Inc. Securities Plaintiff Jun. 20, 2009
Charles C. Salfity v. AIG Financial Advisors Inc., fka SunAmerica Securities Inc., Scott A. Householder, Todd A. Bergeron, The Householder Group, LLLP Contracts Claimant Dec. 6, 2008
UBS Financial Services Inc. v. Timothy A. Chan, Manta Ventures, LLC Contracts Respondent Oct. 25, 2008
Rene Garcia v. Morgan Stanley DW Inc. and Joseph Feinberg Securities Plaintiff May 6, 2006