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Securities
Expungement
Central Registration Depository Records

Mark Robert Fasano, UBS Financial Services Inc., Alex Lindig Living Trust, Alex Lindig Rollover IRA, Andrew Herringman UTMA of CA Age 21, Andu Ltd,L.P./Lindig Holding, Andu Ltd,L.P./Pungus Donahue Holding, Andu Ltd,L.P./Pungus Macedonio Holding, Andu Ltd,L.P./Pungus/Garrett Donahue Holding, Andu Ltd,L.P./Pungus/Lindig Grandchildren, Andu Ltd,L.P./Macedonio Holding, Bonnie Rohrer as Trustee of Lindig Grandchildren's Trust, Silvia Donahue, Garrett Joel Donahue, Elena Macedonio Rollover IRA, Excelline Food Products LLC & Affcos Defined, Benefit Pension Plan, G P Pungus, LP, Garrett Joel Donahue UTMA of CA Age 21, G P Pungus, L P Lindig Account, G P Pungus, L P/General Separate Account, G P Pungus, Ltd, G P Pungus L P/Donahue Account, G P Pungus, LP/Macedonia Account, G.P. Pungus/LP Lindig Grandchildren's, Andrew Heringman, Alex Lindig, Mace Enterprises, Elena Macedonio, Silvia Donahue Rollover IRA, Sunwet Enterprises, Inc., Donahue Living Trust, Grandchildren's Trust FBO Garrett Joel Donahue, Macedonio Living Trust, Trenton Lindig UTMA of CA Age 21

Published: Nov. 10, 2017 | Result Date: Oct. 11, 2017 | Filing Date: Sep. 7, 2016 |
Case number: FINRA: 16-02726 Arbitration –  Expungement

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