Securities
Breach of Fiduciary Duty
Misrepresentation/Fraud/Non-Disclosure
Ray Pollard, successor Trustee of Pollard Family Trust U/A DTD January 29, 1986 and successor Trustee of Sierra Bonita Trust U/A DTD January 29, 1986 v. Wells Fargo Advisors LLC
Published: Nov. 10, 2017 | Result Date: Sep. 21, 2017 | Filing Date: Jun. 30, 2016 |Case number: FINRA: 16-01891 Arbitration – Respondent
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