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Securities
Breach of Fiduciary Duty
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The Leonard and Gen Winton Trust v. Scottrade Inc., TD Ameritrade, Inc.

Published: Mar. 13, 2020 | Result Date: Nov. 8, 2019 | Filing Date: Aug. 9, 2018 |
Case number: FINRA: 18-02805 Arbitration –  Respondent

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