Securities
Breach of Fiduciary Duty
Request for Expungement of False Information
Lisa Ann Detanna v. Margaret Smith
Published: Apr. 16, 2011 | Result Date: Feb. 25, 2011 | Filing Date: Jan. 1, 1900 |Case number: 10-02854 Arbitration – Expungement
Facts
Lisa Ann Detanna filed a claim against Margaret Smith, and sought expungement of her Central Registration Depository record. Detanna sought an award to expunge a prior arbitration from her record.
Result
The arbitrator recommended the expungement of FINRA Case No. 03-00783 from Detanna's registration records.
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