Sherif Sarwat Iskander v. Citigroup Global Markets Inc.
Published: May 27, 2017 | Result Date: Apr. 4, 2017 | Filing Date: Jan. 1, 1900 |Case number: 15-00448 Arbitration – Expungement
Court
FINRA
Attorneys
Claimant
Scott E. Rahn
(RMO LLP)
Respondent
Harold M. Brody
(Proskauer Rose LLP)
Facts
Sherif Iskander filed a complaint against Citigroup Global Markets Inc., involving an employment dispute.
Contentions
CLAIMANT'S CONTENTIONS:
Claimant asserted causes of action for retaliation, violation of Labor Code Section 1054, and defamation. Claimant also sought expungement of his CRD records.
RESPONDENT'S CONTENTIONS:
Respondent denied the allegations and asserted various affirmative defenses.
Result
The parties reached a settlement. The FINRA Panel thereafter recommended the expungement of Iskander's records and recommended the reason for his termination to be changed to voluntary and other changes.
Other Information
ARBITRATORS: Natalie Panossian-Bassler, Tim James O'Keefe, Christopher L. Mass.
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