Securities
Expungement
Linda Lundstrom Cook v. VSR Financial Services Inc.
Published: Apr. 12, 2019 | Result Date: Feb. 27, 2019 | Filing Date: Jan. 17, 2018 |Case number: FINRA: 18-00197 Arbitration – Expungement Denied
Arbitrator
Attorneys
Claimant
Dochtor Kennedy
(AdvisorLaw LLC)
Christopher Cummins
(AdvisorLaw LLC)
Respondent
Christina Z. Vourakis
(Winget, Spadafora & Schwartzberg LLP)
Facts
Linda Cook asserted a claim against VSR Financial Services Inc. in relation to expungement of a customer complaint from her Central Registration Depository records.
Contentions
CLAIMANT'S CONTENTIONS: Cook requested expungement of a customer complaint and compensatory damages against VSR Financial.
RESPONDENT'S CONTENTIONS: VSR Financial denied any wrongdoing and took no position on Cook's request for expungement.
Result
The arbitrator denied Cook's request for expungement and the claim for compensatory damages.
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