Securities
Expungement
Bradley Todd Glasman v. Hilltop Securities Inc.
Published: Apr. 12, 2019 | Result Date: Feb. 13, 2019 | Filing Date: Jan. 9, 2018 |Case number: FINRA: 18-00094 Arbitration – Expungement Denied
Arbitrator
Attorneys
Claimant
Michael J. Bessette
(HLBS Law)
Respondent
Brandon S. Reif
(Reif Law Group PC)
Rebecca E. Maclaren
(Reif Law Group PC)
Facts
Bradley Glasman filed an arbitration claim against Hilltop Securities Inc. in relation to three customer disputes on his Central Registration Depository records.
Contentions
CLAIMANT'S CONTENTIONS: Glasman requested expungement of three customer disputes because he contended the claims were false or clearly erroneous.
RESPONDENT'S CONTENTIONS: Respondent took no position on the request.
Result
The arbitrator denied the request for expungement of all three disputes.
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