56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Roberta Noel Britt, Roberta... |
Mar. 28, 2015
Feb. 25, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Clare Rose Living Trust, Da... |
Mar. 28, 2015
Feb. 20, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Fred McKay, as Trustee for ... |
Mar. 21, 2015
Feb. 24, 2015 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
DeVonna K. Murrin v. Charle... |
Mar. 21, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$184,391
|
$184,391
|
Dr. Mohamed Ahmed, individu... |
Mar. 28, 2015
Feb. 28, 2015 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Lawrence W. Hake, M.D. v. M... |
Apr. 4, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Donald A. Bowman, Eileen H.... |
Apr. 4, 2015
Feb. 9, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Rodolfo C. and Maria O. Del... |
Mar. 21, 2015
Feb. 19, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Martin J. Fuller, individua... |
Dec. 7, 2013
Aug. 2, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Melchor Gragirena, Karen Gr... |
Dec. 22, 2012
Nov. 19, 2012 |
|
|
Securities
Stock Fraud
Verdict:
$0
|
$0
|
Madeleine I. Flier | C3 Enterprises v. George W.... |
Oct. 23, 1993
Sep. 24, 1993 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Lantaya Valencia West Weave... |
Nov. 2, 2013
Oct. 14, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Jerry Mote v. First Allied ... |
Oct. 4, 2008
Jul. 15, 2008 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Jason Roberts Coles v. Fide... |
Oct. 26, 2013
Oct. 10, 2013 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Bruce Stewart, Trustee of t... |
Oct. 26, 2013
Oct. 9, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Tom Garcia v. Fidelity Brok... |
Oct. 26, 2013
Oct. 10, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Howard Snyder, Karen Snyder... |
Dec. 22, 2012
Nov. 16, 2012 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Justin Paperny v. Damon Dav... |
Dec. 15, 2012
Nov. 20, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Sergio Gavaldon, Angelica G... |
Dec. 29, 2012
Nov. 28, 2012 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
Ikho Kang, Unsoon K. Kang v... |
Dec. 6, 2008
Oct. 17, 2008 |
|
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Questcor Pharmaceutic... |
Jul. 11, 2015
May 27, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Daniel B. Levine, Stacy B. ... |
Apr. 5, 2014
Mar. 20, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Cement Masons & Plasterers ... |
Jul. 20, 2013
Jun. 12, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,700,000
|
$7,700,000
|
Construction Workers Pensio... |
Apr. 5, 2014
Mar. 17, 2014 |
|
|
Securities
Employment
Verdict:
$4,286,120
|
$4,286,120
|
Michael Paul Farah v. Wedbu... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Dana K. Anderson and Nancy ... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Seymour Berger and Barbara ... |
Sep. 21, 2013
Sep. 9, 2013 |
|
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$1,618,880
|
$1,618,880
|
Preferred Scan Inc., Alex N... |
Mar. 7, 2015
Jan. 27, 2015 |