56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$50,000
|
$50,000
|
Angela C. Kamahi, Isaac Kam... |
Mar. 12, 2011
Feb. 9, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
HSH Family Trust U/A Dated ... |
Sep. 12, 2015
May 22, 2015 |
|
|
Securities
Violation of the Securities Act
Verdict:
-$1
|
-$1
Defense |
U.S Securities and Exchange... |
Jan. 4, 2014
Dec. 10, 2013 |
|
|
Securities
Commodities
Verdict:
$85,000,000
|
$85,000,000
|
Minneapolis Firefighters' R... |
Sep. 15, 2012
Jul. 23, 2012 |
|
|
Securities
Unfair Competition
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors LLC v.... |
May 4, 2013
Apr. 18, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Sharyl J. Lee, individually... |
Apr. 27, 2013
Apr. 9, 2013 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$13,250,000
|
$13,250,000
|
Western Pennsylvania Electr... |
Jun. 14, 2014
Apr. 22, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent |
Moshe Amiad, Yariv Amiad, R... |
Oct. 4, 2014
Sep. 16, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Ken Sirls v. Wachovia Secur... |
Apr. 10, 2010
Mar. 1, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Leo David, Ruth David, R&D ... |
Sep. 24, 2011
Jul. 8, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Susan Inbar-Grecco, individ... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert Scott Rose v. Sanah ... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
David L. Schriger, co-trust... |
Apr. 10, 2010
Mar. 5, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael Banayan v. Morgan S... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$200,000
|
$200,000
|
Robert W. Ralston, Susan B.... |
Sep. 24, 2011
Jul. 1, 2011 |
|
|
Securities
Fraud
Verdict:
$872,000
|
$872,000
|
Securities and Exchange Com... |
Dec. 29, 2007
Sep. 12, 2007 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Paul Lemon v. Jeffrey James... |
Aug. 9, 2014
Jul. 9, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$650,000
|
$650,000
|
City of Marysville General ... |
Dec. 22, 2012
Nov. 2, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,200,000
|
$1,200,000
|
Henry Kankowski, Patrice Ka... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Negligence
Verdict:
$323,122
|
$323,122
|
D Vollstedt & S Vollstedt T... |
Oct. 1, 2011
Jul. 12, 2011 |
|
|
Securities
Fraud
Verdict:
$5,000,000
|
$5,000,000
|
In re Exodus Communications... |
Nov. 1, 2008
Apr. 9, 2008 |
|
|
Securities
Breach of Contract
Verdict:
$17,212
|
$17,212
|
Stephen O'Laughlin v. E-Tra... |
Aug. 9, 2014
Jul. 10, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,050
|
$1,050
|
The Sohaili Trust v. Charle... |
May 8, 2010
Apr. 16, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Roberta Noel Britt, Roberta... |
Mar. 28, 2015
Feb. 25, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Clare Rose Living Trust, Da... |
Mar. 28, 2015
Feb. 20, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$65,000,000
|
$65,000,000
|
In Re KLA-Tencor Corporatio... |
Feb. 23, 2008
|
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
The Brown Revocable Living ... |
Oct. 1, 2011
Jul. 14, 2011 |