56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Employment
Verdict:
$61,100
|
$61,100
|
Daniel Becerra v. Oppenheim... |
Aug. 2, 2014
Jul. 2, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Pete J. Manger, On Behalf o... |
Jun. 3, 2017
May 9, 2017 |
|
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
|
Securities
Negligence
Verdict:
$323,122
|
$323,122
|
D Vollstedt & S Vollstedt T... |
Oct. 1, 2011
Jul. 12, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Arthur Young Cooper, David ... |
May 2, 2015
Mar. 27, 2015 |
|
|
Securities
Commodities
Verdict:
$125,000,000
|
$125,000,000
|
New Orleans Employees' Reti... |
Sep. 24, 2011
Jul. 7, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Rodolfo C. and Maria O. Del... |
Mar. 21, 2015
Feb. 19, 2015 |
|
|
Securities
Breach of Duty
Verdict:
$1,545,000
|
$1,545,000
|
First AFG Financial v. Prio... |
May 15, 2010
Jul. 8, 2009 |
|
|
Securities
Fraud
Verdict:
$872,000
|
$872,000
|
Securities and Exchange Com... |
Dec. 29, 2007
Sep. 12, 2007 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Royal Park Investments SA/N... |
Aug. 9, 2014
Jul. 14, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Equitable Agreement |
Securities and Exchange Com... |
Jul. 31, 2010
Jul. 16, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Susan Pasillo and Mark Pasi... |
Nov. 30, 2013
Nov. 15, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$2,462,900,000
|
$2,462,900,000
|
Lawrence E. Jaffe Pension P... |
Nov. 9, 2013
Oct. 17, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$1,618,880
|
$1,618,880
|
Preferred Scan Inc., Alex N... |
Mar. 7, 2015
Jan. 27, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
The Brown Revocable Living ... |
Oct. 1, 2011
Jul. 14, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$350,000
|
$350,000
|
Frank Griswold v. Burch & C... |
Oct. 1, 2011
Aug. 25, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Oracle Corporation Se... |
Jan. 23, 2010
Jun. 16, 2009 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
David Shamsian, Roya Shamsi... |
Feb. 4, 2017
Nov. 3, 2016 |
|
|
Securities
Misrepresentation and Fraud
Verdict:
$0
|
$0
|
Paul M. Bryant Jr. | Robert and June Pierre, Ral... |
Nov. 27, 1993
Nov. 8, 1993 |
|
Securities
Lending
Verdict:
-$1
|
-$1
Mixed |
Pacific Select Fund v. Bank... |
Mar. 17, 2012
Jan. 30, 2012 |
|
|
Securities
Commodities
Verdict:
$7,000,000
|
$7,000,000
|
Plumbers and Pipefitters Lo... |
Sep. 8, 2012
Nov. 14, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Joseph Curry, individually ... |
May 16, 2015
Apr. 21, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$262,586
|
$262,586
|
Prudential Equity Group, LL... |
Dec. 6, 2008
Oct. 8, 2008 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Frances Lamm-Roberts, as an... |
Nov. 9, 2013
Oct. 25, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Questcor Pharmaceutic... |
Jul. 11, 2015
May 27, 2015 |
|
|
Securities
Breach of Promissory Note
Verdict:
$581,094
|
$581,094
|
Morgan Stanley Smith Barney... |
Dec. 10, 2016
Oct. 26, 2016 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Defense |
Francis J. Bonanno, individ... |
Oct. 1, 2016
Sep. 2, 2016 |
|
|
Securities
Securities Fraud
Verdict:
$4,735,840
|
$4,735,840
|
Securities and Exchange Com... |
Sep. 27, 2014
Aug. 14, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
David Baratko v. Banc of Am... |
Jan. 5, 2013
Dec. 11, 2012 |