56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Syncor International ... |
Mar. 14, 2009
Oct. 8, 2008 |
|
|
Securities
Unfair Competition
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors LLC v.... |
May 4, 2013
Apr. 18, 2013 |
|
|
Securities
Broker Negligence
Verdict:
$25,000
|
$25,000
|
Dolores Shira v. ML Stern &... |
Oct. 29, 2002
Aug. 27, 2002 |
|
|
Securities
Securities Fraud
Verdict:
$117,000,000
|
$117,000,000
|
In re HealthSouth Corp. Sec... |
Feb. 12, 2011
May 12, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$440,520
|
$440,520
|
Richard W. Strang v. Robert... |
Mar. 25, 2017
Feb. 3, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,442
|
$18,442
|
Jordan H. Moffet, Margot A.... |
Nov. 27, 2010
Nov. 9, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal with leave to amend |
Thomas J. Primo v. Pacific ... |
May 4, 2013
Apr. 15, 2013 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Edward Wayne Butowsky v. Mo... |
Mar. 25, 2017
Jan. 27, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent Stone liable, all other claims denied. |
Amardeep Misha, Elizabeth T... |
Feb. 14, 2009
Jan. 16, 2009 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Linden Pasadena Properties,... |
Dec. 31, 2010
Dec. 2, 2010 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Fraud
Verdict:
$500,000
|
$500,000
|
William Quiros v. Merrill L... |
Dec. 18, 2010
Nov. 17, 2010 |
|
|
Securities
Sex Discrimination
Verdict:
$78,262
|
$78,262
|
Wendy Austin Rea v. Wedbush... |
Dec. 18, 2010
Nov. 11, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Maine State Retirement Syst... |
Dec. 18, 2010
Nov. 4, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Lyn Freeman, individually a... |
Mar. 25, 2017
Jan. 25, 2017 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bruce Vazzana, Ann Vazzana,... |
Mar. 25, 2017
Jan. 13, 2017 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Clara M. Hickle v. Wells Fa... |
Jan. 19, 2013
Dec. 31, 2012 |
|
|
Securities
Fraud
Verdict:
$125,000,000
|
$125,000,000
|
In re New Century |
Dec. 4, 2010
Nov. 9, 2010 |
|
|
Securities
Fraud
Verdict:
$235,000,000
|
$235,000,000
|
Mike Labins, on Behalf of H... |
Dec. 18, 2010
|
|
|
Securities
Breach of Contract
Verdict:
$9,297
|
$9,297
|
Joe R. Woods v. Brady Foley... |
Dec. 4, 2010
Nov. 16, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Bolen Family Trust, Earl D.... |
Dec. 4, 2010
Nov. 15, 2010 |
|
|
Securities
NASD
Verdict:
-$1
|
-$1
Dismissal |
Carolyn Turner v. Robert H.... |
May 28, 2011
Apr. 15, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Aldrich J. Fernandez v. Wac... |
Dec. 4, 2010
Nov. 16, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Edgar T. Clark, M.D., indiv... |
Dec. 4, 2010
Nov. 10, 2010 |
|
|
Securities
Breach of Promissory Note
Verdict:
$890,814
|
$890,814
|
Morgan Stanley Smith Barney... |
Apr. 20, 2013
Apr. 8, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$26,500,000
|
$26,500,000
|
Securities and Exchange Com... |
Feb. 27, 2016
Feb. 1, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Agreement |
Lesmir Inc. dba Rosen Prope... |
Dec. 4, 2010
Nov. 10, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$761,497
|
$761,497
|
Securities and Exchange Com... |
Mar. 12, 2011
Jul. 28, 2010 |