56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act
Verdict:
$12,750,000
|
$12,750,000
|
Marilyn L. Huff | Kevin Kendall, Individually... |
Dec. 23, 2021
Dec. 3, 2021 |
|
Securities
Expungement |
Claimant | Michael Frank Greenstone v.... |
Sep. 25, 2020
Jul. 21, 2020 |
|
|
Securities
Expungement |
Expungement | Joyce L. Hurley | Jeffery M. Sorensen v. Tran... |
May 17, 2019
Apr. 1, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$5,998,000
|
$5,998,000
|
David O. Carter | Securities and Exchange Com... |
Dec. 10, 2021
Nov. 19, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re Facebook Inc. Securit... |
Jan. 7, 2022
Dec. 20, 2021 |
|
Securities
Expungement |
Claimant | Chiu-Ni Wang v. LPL Financi... |
Nov. 20, 2020
Oct. 2, 2020 |
|
|
Securities
Securities Fraud |
Dismissal | R. Gary Klausner | Edward A. Berg, individuall... |
Nov. 5, 2021
Jan. 25, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$70,000,000
|
$70,000,000
|
William H. Alsup | SEB Investment Management A... |
Oct. 29, 2021
Oct. 7, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Susan Y. Illston | Christopher L. Sayce, Indiv... |
Oct. 29, 2021
Oct. 6, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$192,768
|
$192,768
|
Mark C. Scarsi | Securities and Exchange Com... |
Jan. 29, 2021
Nov. 24, 2020 |
|
Securities
Securities Fraud |
Dismissal | James Donato | In re Stitch Fix Inc. Secur... |
Oct. 29, 2021
Sep. 30, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Stanley Blumenfeld Jr. | Ed J. Hershewe, individuall... |
Nov. 11, 2022
Mar. 10, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$809,000,000
|
$809,000,000
|
Jon S. Tigar | In re Twitter Inc. Securiti... |
Oct. 8, 2021
Sep. 21, 2021 |
|
Securities
Securities Fraud
Verdict:
$542,768
|
$542,768
|
Jesus G. Bernal | Securities and Exchange Com... |
Oct. 8, 2021
Aug. 4, 2021 |
|
Securities
Commodities |
Defense | Edward M. Chen | In re Finjan Holdings Inc. ... |
Oct. 1, 2021
Sep. 13, 2021 |
|
Securities
Verdict:
$157,000
|
$157,000
|
John A. Kronstadt | Securities and Exchange Com... |
Oct. 23, 2020
Sep. 21, 2020 |
|
Securities
Securities Fraud
Verdict:
$22,250,000
|
$22,250,000
|
Edward M. Chen | Jonathan Davis and Roei Aza... |
Oct. 21, 2022
Apr. 14, 2022 |
|
Securities
Securities Fraud
Verdict:
$2,127,851
|
$2,127,851
|
Stephen V. Wilson | Securities and Exchange Com... |
Dec. 31, 2020
Oct. 26, 2020 |
|
Securities
Securities Exchange Act |
Dismissal | Lucy H. Koh | David Kipling, et al. v. Fl... |
Dec. 31, 2020
Dec. 10, 2020 |
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
|
Defense | Glenn R. Salter | Ahmed D. Hussein v. Sheldon... |
Aug. 13, 2021
Jul. 29, 2021 |
|
Securities
Securities Fraud
Verdict:
$18,250,000
|
$18,250,000
|
David O. Carter | In Re Merit Medical Systems... |
Jan. 21, 2022
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Louise Leon v. Dale William... |
Jan. 19, 2013
Dec. 21, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$33,000,000
|
$33,000,000
|
Haywood S. Gilliam Jr. | Greg Fleming, individually ... |
Jun. 24, 2022
Mar. 31, 2022 |
|
Securities
Expungement |
Claimant | Barak Raviv v. UBS Financia... |
Jun. 19, 2020
Apr. 9, 2020 |
|
|
Securities
Breach of Promissory Note
Verdict:
$345,382
|
$345,382
Claimant |
Wells Fargo Advisors, LLC v... |
Jul. 17, 2020
Mar. 26, 2020 |
|
|
Securities
Securities Exchange Act |
Dismissal | David O. Carter | R. Brian Terenzini, individ... |
Jul. 29, 2022
Jun. 9, 2022 |
|
Securities
Expungement |
Claimant | Peter Carmine Covino v. VSR... |
Aug. 7, 2020
Mar. 31, 2020 |
|
|
Securities
|
Dismissal | Cormac J. Carney | In re Yogaworks Inc., Secur... |
Jun. 5, 2020
Apr. 23, 2020 |
|
Securities
Securities Exchange Act
Verdict:
$19,000,000
|
$19,000,000
|
Dale S. Fischer | Vancouver Alumni Asset Hold... |
Jun. 19, 2020
Apr. 29, 2020 |