56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Defense | Haywood S. Gilliam Jr. | Bioscience Advisors Inc. v.... |
Apr. 28, 2023
Jan. 11, 2023 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Preliminary Injunction Granted |
Greenlight Capital LP et al... |
Mar. 9, 2013
Feb. 22, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Michael M. Hachigian | William and Henry Associate... |
Mar. 1, 2019
Jan. 7, 2019 |
|
Securities
Expungement |
Expungement | Milton N. Gross | Ariel Bobroff, Gary Robert ... |
Mar. 1, 2019
Dec. 24, 2018 |
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
Maxine M. Chesney | Ajay Malhotra, individually... |
Dec. 31, 2020
Nov. 6, 2020 |
|
Securities
Securities Exchange Act |
Dismissal | Anthony J. Battaglia | In re: Sorrento Therapeutic... |
Jan. 20, 2023
Jun. 3, 2022 |
|
Securities
Securities Fraud |
Preliminary Injunction | James V. Selna | Securities and Exchange Com... |
May 17, 2019
Apr. 4, 2019 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
William T. Hampton, individ... |
Jan. 23, 2016
Nov. 2, 2015 |
|
|
Securities
Expungement |
Expungement | Barbara M. Zak | Adam Scot Goldstein v. Amer... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Breach of Fiduciary Duty |
Claimant | Paul D. Kuhn v. Jimmy D. Epley |
Aug. 7, 2020
Mar. 27, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,000,000
|
$18,000,000
|
Edward M. Chen | Nicholas R. Ingrao, Derivat... |
Feb. 25, 2022
Jan. 28, 2022 |
|
Securities
Expungement |
Claimant | Mark Jay Elston v. Wells Fa... |
Jan. 31, 2020
Oct. 31, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$12,500,000
|
$12,500,000
|
Fernando M. Olguin | Cory Longo, individually an... |
Feb. 25, 2022
Oct. 22, 2021 |
|
Securities
Stocks
Verdict:
$22,500,000
|
$22,500,000
|
In re Pall Corp. Securities... |
Oct. 20, 2012
Aug. 20, 2012 |
|
|
Securities
Expungement |
Expungement | Peter H. Daly | Shawn Michael Richardson v.... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Breach of Contract
Verdict:
$36,569
|
$36,569
|
Mark C. Perry | ODS Capital LLC v. Wedbush ... |
Feb. 1, 2019
Nov. 29, 2018 |
|
Securities
Securities Fraud
Verdict:
$5,900,000
|
$5,900,000
|
John A. Houston | Securities and Exchange Com... |
Jan. 4, 2019
Nov. 16, 2018 |
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
|
Securities
|
Mary E. Wiss | State of California, ex rel... |
Nov. 8, 2019
Apr. 15, 2019 |
|
|
Securities
Expungement |
Claimant | George L. Tindall | Steven Craig Henningson v. ... |
Nov. 29, 2019
Oct. 8, 2019 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Rivette Family Trusts v. We... |
Dec. 20, 2019
Nov. 6, 2019 |
|
|
Securities
Expungement |
Expungement | Richard W. Vallario | Rushdi Zalatimo v. J.P. Tur... |
Dec. 14, 2018
Oct. 10, 2018 |
|
Securities
Commodities
Verdict:
$15,500,000
|
$15,500,000
|
Stephen V. Wilson | Securities and Exchange Com... |
Mar. 1, 2019
Jan. 8, 2019 |
|
Securities
Expungement |
Expungement | Kevin K. Forrester | John Gregory Paffendorf v. ... |
Jan. 25, 2019
Dec. 7, 2018 |
|
Securities
Securities Exchange Act
Verdict:
$15,000,000
|
$15,000,000
|
Cormac J. Carney | Sam Farrar, individually an... |
May 12, 2023
Jan. 13, 2023 |
|
Securities
Securities Exchange Act
Verdict:
$13,000,000
|
$13,000,000
|
Beth L. Freeman | In re: Precigen Inc. Securi... |
Jan. 5, 2024
Jul. 7, 2023 |
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Lorenzo Daniel Esparza v. J... |
Mar. 1, 2019
Dec. 27, 2018 |
|
Securities
Expungement |
Expungement | Kevin K. Forrester | Nisha Sandeep Varma v. LPL ... |
May 31, 2019
Apr. 4, 2019 |
|
Securities
Commodities
Verdict:
$16,000,000
|
$16,000,000
|
In re Mannkind Corporation ... |
Oct. 20, 2012
Sep. 6, 2012 |