56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Questcor Pharmaceutic... |
Jul. 11, 2015
May 27, 2015 |
|
|
Securities
FINRA Rules
Verdict:
-$1
|
-$1
Expungement Denied |
Randall Larry Krenzin v. Me... |
Jun. 27, 2015
Mar. 4, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Jun. 27, 2015
Mar. 6, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$23,761
|
$23,761
|
Securities and Exchange Com... |
Jul. 30, 2011
Jun. 8, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Letitia McKee Cooper, Coope... |
Feb. 4, 2017
Nov. 15, 2016 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
David Shamsian, Roya Shamsi... |
Feb. 4, 2017
Nov. 3, 2016 |
|
|
Securities
Securities Fraud
Verdict:
$105,000
|
$105,000
|
Theodore Zimbelman v. Kyle ... |
Feb. 4, 2017
Dec. 1, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$458,000
|
$458,000
|
Wachovia Securities LLC v. ... |
Dec. 22, 2012
Nov. 29, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Martin J. Fuller, individua... |
Dec. 7, 2013
Aug. 2, 2013 |
|
|
Securities
Breach of Contract
Verdict:
$262,586
|
$262,586
|
Prudential Equity Group, LL... |
Dec. 6, 2008
Oct. 8, 2008 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael Banayan v. Morgan S... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
David L. Schriger, co-trust... |
Apr. 10, 2010
Mar. 5, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert Scott Rose v. Sanah ... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Ken Sirls v. Wachovia Secur... |
Apr. 10, 2010
Mar. 1, 2010 |
|
|
Securities
CLRA
Verdict:
$23,000
|
$23,000
|
P. Anne Giannini v. Raymond... |
Mar. 17, 2012
Feb. 1, 2012 |
|
|
Securities
Stocks
Verdict:
$622,000
|
$622,000
|
Donald H. Brown v. Fidelity... |
Jul. 7, 2012
Jun. 4, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Lawrence W. Hake, M.D. v. M... |
Apr. 4, 2015
Feb. 26, 2015 |
|
|
Securities
Stocks
Verdict:
$1,750,000
|
$1,750,000
|
Securities and Exchange Com... |
Dec. 8, 2012
Oct. 26, 2012 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Melchor Gragirena, Karen Gr... |
Dec. 22, 2012
Nov. 19, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissed with prejudice |
Alvin M. Kramer, TTEE, Susa... |
Jan. 17, 2009
Dec. 11, 2008 |
|
|
Securities
Breach of Contract
Verdict:
$184,391
|
$184,391
|
Dr. Mohamed Ahmed, individu... |
Mar. 28, 2015
Feb. 28, 2015 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
DeVonna K. Murrin v. Charle... |
Mar. 21, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Fred McKay, as Trustee for ... |
Mar. 21, 2015
Feb. 24, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |
|
|
Securities
Employment
Verdict:
$9,265
|
$9,265
|
Dwayne Mark Peltier v. UBS ... |
Nov. 30, 2013
Nov. 8, 2013 |
|
|
Securities
Fraud
Verdict:
$18,000,000
|
$18,000,000
|
In Re Rambus Inc. Securitie... |
Oct. 13, 2007
Jun. 29, 2007 |
|
|
Securities
Stock Fraud
Verdict:
$0
|
$0
|
Madeleine I. Flier | C3 Enterprises v. George W.... |
Oct. 23, 1993
Sep. 24, 1993 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Arnold Kreek, individually ... |
Apr. 23, 2011
Jan. 14, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Pete J. Manger, On Behalf o... |
Jun. 3, 2017
May 9, 2017 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Frances Lamm-Roberts, as an... |
Nov. 9, 2013
Oct. 25, 2013 |