56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | Iron Workers Local 580 Join... |
Mar. 26, 2021
Mar. 2, 2021 |
|
Securities
Expungement |
Claimant | Virgil John Threlkeld v. Fi... |
Aug. 14, 2020
Jun. 10, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$40,000,000
|
$40,000,000
|
In re Dendreon Corporation ... |
May 30, 2013
Apr. 24, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$120,000
|
$120,000
|
Consuelo B. Marshall | Chris Hashem, individually ... |
Jul. 8, 2022
Apr. 8, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$667,725
|
$667,725
|
Gerald W. Hepp | Carpenter Law Firm Defined ... |
Jun. 14, 2019
Apr. 29, 2019 |
|
Securities
|
Respondent | Mauricio Contreras Pallares... |
Aug. 7, 2020
May 13, 2020 |
|
|
Securities
Breach of Contract |
Expungement | George H. Frisch | Medhat Yacoub v. Fidelity B... |
Jun. 14, 2019
May 1, 2019 |
|
Securities
Expungement |
Expungement | Barbara M. Zak | Adam Scot Goldstein v. Amer... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Breach of Contract
Verdict:
$1,000,000
|
$1,000,000
|
Jefferies, LLC v. Jon Alan ... |
May 31, 2019
Apr. 8, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Michael Noia et al. v. Amer... |
May 24, 2019
Apr. 9, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$783,287
|
$783,287
|
Charles Michaels | Chad W. Whitmore and Susan ... |
Dec. 14, 2018
Nov. 20, 2018 |
|
Securities
Expungement |
Expungement | Merton E. Marks | Jason Andres Zilveti v. UBS... |
Dec. 14, 2018
Nov. 21, 2018 |
|
Securities
Securities Fraud |
Respondent | Alan B. Nishimura | Brad Ormsby v. Scottrade Inc. |
May 3, 2019
Mar. 13, 2019 |
|
Securities
Securities Fraud |
Dismissal | James Donato | Aaron Greenspan v. Omar Qaz... |
Jul. 8, 2022
May 19, 2022 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Albert Alan Aizin v. Syndic... |
May 3, 2019
Mar. 23, 2019 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Nov. 8, 2014
Oct. 15, 2014 |
|
|
Securities
Securities Fraud |
Respondent | Steven H. Gentry | Christina Billington as Suc... |
May 3, 2019
Mar. 8, 2019 |
|
Securities
Fraud |
Respondent | Paula Tyler, Trustee of the... |
May 24, 2019
Apr. 10, 2019 |
|
|
Securities
Expungement |
Expungement | Frank Feipang Auyeung v. Ba... |
May 24, 2019
Apr. 10, 2019 |
|
|
Securities
Securities Fraud |
Dismissal | R. Gary Klausner | Edward A. Berg, individuall... |
Nov. 5, 2021
Jan. 25, 2021 |
|
Securities
Expungement |
Claimant | Neil S. Jasper | Jennifer Lynne Turner v. LP... |
Dec. 13, 2019
Oct. 22, 2019 |
|
Securities
Securities Fraud
Verdict:
$2,127,851
|
$2,127,851
|
Stephen V. Wilson | Securities and Exchange Com... |
Dec. 31, 2020
Oct. 26, 2020 |
|
Securities
Securities Fraud
Verdict:
$240,000,000
|
$240,000,000
|
Jon S. Tigar | In Re Wells Fargo & Company... |
Jun. 28, 2019
May 14, 2019 |
|
Securities
Expungement |
Expungement | Kevin K. Forrester | John Gregory Paffendorf v. ... |
Jan. 25, 2019
Dec. 7, 2018 |
|
Securities
Commodities
Verdict:
$5,500,000
|
$5,500,000
|
Dolly M. Gee | In re Capstone Turbine Corp... |
Dec. 20, 2019
Nov. 15, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$129,000,000
|
$129,000,000
|
William H. Alsup | The Police Retirement Syste... |
May 21, 2021
Apr. 30, 2021 |
|
Securities
Expungement |
Expungement Denied | Herbert Liberman | Scott Daniel Hood v. Merril... |
Mar. 1, 2019
Dec. 18, 2018 |
|
Securities
Securities Fraud
Verdict:
$1,250,000
|
$1,250,000
|
Beth L. Freeman | Spencer Wong, Individually ... |
Apr. 23, 2021
Mar. 25, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$1,000,000
|
$1,000,000
|
Haywood S. Gilliam Jr. | Christopher Vataj v. Willia... |
Jul. 23, 2021
Apr. 20, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,319,233
|
$8,319,233
|
Move Inc. v. Citigroup Glob... |
Mar. 6, 2020
May 20, 2019 |