56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act
Verdict:
$17,500,000
|
$17,500,000
|
Vince G. Chhabria | Paul Hayden, et al. v. Port... |
Nov. 4, 2022
Sep. 19, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | Beth L. Freeman | Gregory A. Hurst, individua... |
Dec. 30, 2022
Oct. 18, 2021 |
|
Securities
Securities Fraud
Verdict:
$43,288,700
|
$43,288,700
|
Securities and Exchange Com... |
Jun. 14, 2014
May 23, 2014 |
|
|
Securities
Securities Fraud |
DeAnnah L. Thomas, Richard ... |
Apr. 10, 2020
Feb. 20, 2020 |
||
|
Securities
Expungement |
Claimant | Jonathan Beukelman, Mark Ge... |
Jan. 10, 2020
Oct. 25, 2019 |
|
|
Securities
Commodities |
Dismissal | M. James Lorenz | Hodl Law PLLC v. Securities... |
Nov. 10, 2023
Jul. 28, 2023 |
|
Securities
Expungement |
Expungement | Isidro Z. Miramontes v. Mor... |
Mar. 20, 2020
Nov. 25, 2019 |
|
|
Securities
Expungement |
Expungement | Matthew T. Leone v. Merrill... |
Mar. 20, 2020
Nov. 27, 2019 |
|
|
Securities
Expungement |
Claimant | Robert Eric Rose v. Morgan ... |
Feb. 7, 2020
Nov. 13, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Karl Austin Pettijohn v. UB... |
Nov. 12, 2016
Oct. 7, 2016 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | John R. Winans v. Centaurus... |
Mar. 20, 2020
Nov. 29, 2019 |
|
|
Securities
FINRA Rules
Verdict:
$45,000
|
$45,000
|
Sal Curattalo, Mary Curatta... |
Nov. 29, 2014
Nov. 6, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Nov. 8, 2014
Oct. 15, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,500,000
|
$2,500,000
|
Jacqueline S. Corley | Tyler Hardy and Danny Roche... |
Jan. 12, 2024
Sep. 26, 2023 |
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Expungement |
Expungement | Craig Wakefield v. Merrill ... |
Mar. 20, 2020
Nov. 25, 2019 |
|
|
Securities
Expungement |
Expungement | Robert D. Sussin | Albert Alan Aizin v. Syndic... |
May 3, 2019
Mar. 23, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$98,000,000
|
$98,000,000
|
In Re Mattel Inc. Securitie... |
Jul. 8, 2022
May 18, 2022 |
|
|
Securities
Breach of Fiduciary Duty |
Non-monetary relief | Susan Y. Illston | In re: Zuora Inc. Derivativ... |
Mar. 22, 2024
Sep. 15, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,319,233
|
$8,319,233
|
Move Inc. v. Citigroup Glob... |
Mar. 6, 2020
May 20, 2019 |
|
|
Securities
Breach of Contract
Verdict:
$1,000,000
|
$1,000,000
|
Jefferies, LLC v. Jon Alan ... |
May 31, 2019
Apr. 8, 2019 |
|
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re: VMWare Inc. Stockhol... |
Mar. 1, 2024
Mar. 21, 2023 |
|
Securities
Expungement |
Expungement | Terrance W. Arges v. LPL Fi... |
Mar. 20, 2020
Nov. 21, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$12,015,000
|
$12,015,000
|
Vince G. Chhabria | In re: Vaxart Inc. Securiti... |
Nov. 18, 2022
Sep. 15, 2022 |
|
Securities
Securities Exchange Act |
Defense | Todd W. Robinson | In re: Anaptysbio Inc. Secu... |
Jan. 13, 2023
Nov. 30, 2021 |
|
Securities
Securities Exchange Act |
Defense | Phyllis J. Hamilton | Reena Saintjermain, individ... |
Nov. 18, 2022
Feb. 14, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | In re: Silverlake Group LLC... |
Sep. 22, 2023
Apr. 26, 2023 |
|
Securities
Securities Exchange Act |
Dismissal | Jon S. Tigar | City of Pontiac General Emp... |
Jan. 13, 2023
Mar. 1, 2022 |
|
Securities
Breach of Contract |
Expungement | George H. Frisch | Medhat Yacoub v. Fidelity B... |
Jun. 14, 2019
May 1, 2019 |
|
Securities
Securities Fraud |
Dismissal | Consuelo B. Marshall | Sandra Parziale, as co-trus... |
Dec. 23, 2022
Sep. 17, 2022 |