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Corporate,
Securities

Mar. 29, 2006

Corporations Can Diminish SEC Penalties by Cooperating

Then a company is targeted with a Securities and Exchange Commission investigation, one of its first and most important decisions is whether to cooperate with the investigation and, if so, how much it should cooperate.

Thomas A. Zaccaro

Senior Counsel
Hueston Hennigan LLP

515 S Flower St
Los Angeles , California 90071

Phone: (213) 788-4039

Email: tzaccaro@hueston.com

Boston College Law School

Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.

        Focus Column

        By Thomas A. Zaccaro
        
        Then a company is targeted with a Securities and Exchange Commission investigation, one of its first and most important decisions is whether to cooperate with the investigation and, if so, how much it should cooperate.
...

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