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Administrative/Regulatory,
U.S. Supreme Court

Oct. 24, 2023

Key employer takeaways from oral arguments in Murray v. UBS Securities

Future litigants may not see dramatic changes to the existing SOX retaliation claim framework from Murray, and further questions may be left open for future courts to resolve.

Brian Neil Hoffman

Partner
Holland & Hart LLP

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A challenge for employers can be properly handling internal whistleblower tips and defending claims of retaliation in violation of the Sarbanes-Oxley Act (SOX) - allegations that an employer took adverse employment action against an employee because of his/her whistleblowing. A SOX retaliation case before the U.S. Supreme Court, Murray v. UBS Securities, holds potential to refine the existing framework applied in these cases, but a narrowe...

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