Prisoner's sworn statement claiming timely filing of financial statement for in forma pauperis standing bars dismissal.
Cite as
1997 DJDAR 9497Published
Jun. 23, 1999Filing Date
Jul. 24, 1997Summary
The U.S.C.A. 9th has decided that in an action by a pro se prisoner seeking in forma pauperis status, his sworn statement of timely compliance with the filing period for a financial statement barred dismissal absent a contrary factual finding by the district court.
Curtis James was an Arizona state prisoner. He filed federal actions against the Madison Street Jail and various prison officials. James, acting pro se, sought to proceed in forma pauperis. The trial court entered orders stating that James had to file a trust-account statement in accordance with 28 U.S.C. Section 1915(a)(2) within 30 days to obtain in forma pauperis status. James submitted the trust-account statement along with a sworn statement that he had mailed the statement within the 30-day period but the trial court received and filed it after the 30-day period had expired. The trial court dismissed the complaints for James' failure to timely provide a trust-account statement.
The U.S.C.A. 9th vacated and remanded. The rule for timely filing applicable to pro se prisoners and set forth in Houston v. Lack, applies to trust-account statements as required by Section 1915(a)(2). James provided a sworn statement that he had timely complied with the deadline imposed by the trial court. Consequently, " 'the district court must either accept that allegation as correct or make a factual finding to the contrary upon a sufficient evidentiary showing by the opposing party.' " The trial court did not make such a factual finding here. Therefore, the dismissals could not stand and further proceedings were necessary.
— Brian Cardile
Before: Procter Hug, Jr., Chief Judge, Alex Kozinski and Edward Leavy, Circuit Judges.
Per Curiam Opinion
COUNSEL Curtis Ivan James, Los Angeles, California, pro se, for the plaintiff-appellant.
No appearance for the defendants-appellees.
PER CURIAM:
Curtis Ivan James, an Arizona state prisoner at the time these actions were filed, appeals pro se the district court's dismissal of his complaint for failure to timely provide a trustaccount statement pursuant to 28 U.S.C. § 1915(a)(2). We have jurisdiction pursuant to 28 U.S.C. § 1291. We review for abuse of discretion,1 and we reverse and remand.
In both appeals, the district court entered an order stating that James must file a trust-account statement in accordance with § 1915(a)(2) within thirty days to proceed in forma pauperis. James submitted the trust-account statement with a sworn statement that he had mailed the statement within the thirty-day period, but the district court received and filed it after the thirty-day period had run.
We conclude that the rule for timely filing applicable to pro se prisoners articulated in Houston v. Lack, 487 U.S. 266 (1988), applies to the filing of trust-account statements as required by § 1915(a)(2). See Faile v. Upjohn Co., 988 F.2d 985, 986-88 (9th Cir. 1993). Because James submitted a sworn statement that he timely complied with the deadline imposed by the district court, "the district court must either accept that allegation as correct or make a factual finding to the contrary upon a sufficient evidentiary showing by the opposing party." See id. at 988; see also Koch v. Ricketts, 68 F.3d 1191, 1194 (9th Cir. 1995). Because the district court failed to make such a factual finding, we vacate the district court's dismissal of these actions and remand for further proceedings. See Caldwell v. Amend, 30 F.3d 1199, 1203 (9th Cir. 1994).
VACATED and REMANDED.
*The panel unanimously finds this case suitable for decision without oral argument. See Fed. R. App. P. 34(a); 9th Cir. R. 34-4.
1. Whether we construe the district court's dismissal as a dismissal for lack of prosecution, for failure to obey an order of the court, or of a complaint as frivolous, the proper standard of review is abuse of discretion. See Al-Torki v. Kaempen, 78 F.3d 1381, 1384 (9th Cir. 1996) (failure to prosecute); Ferdik v. Bonzelet, 963 F.2d 1258, 1261 (9th Cir. 1991) (failure to obey an order of the court); Trimble v. City of Santa Ana, 49 F.3d 583, 584 (9th Cir. 1995) (per curiam) (frivolousness).
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