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    • Elizabeth H. Lindh

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    Keesal, Young & Logan

    400 Oceangate
    Long Beach , CA 90802
    Fax: (562) 436-7416
    Email: elizabeth.lindh@kyl.com

    UC Hastings COL; San Francisco CA



    Verdicts & Settlements
    Case Name Topic Role Published
    Wells Fargo Clearing Services, LLC v. Xiangyu Yu Zhang Securities Claimant Jun. 26, 2020
    Isidro Z. Miramontes v. Morgan Stanley & Co., LLC; UBS Financial Services Inc. Securities Respondent Mar. 20, 2020
    William Dean Ferguson v. Vanguard Marketing Corporation Securities Respondent Apr. 26, 2019
    Josette S. Hatter IRA; Rodney R. Hatter SEP IRA v. Brian Henderson, UBS Financial Services Inc. Securities Respondent Oct. 6, 2017
    Laura Lyn Bell v. Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc. Breach of Fiduciary Duty Respondent Aug. 20, 2016
    Kenneth L. Van Wagenen v. Wells Fargo Advisors LLC Employment Law Respondent Jan. 9, 2016
    Hooman Moshar and May Moshar v. Wells Fargo Advisors, LLC Securities Respondent Jan. 26, 2013
    Howard D. Coleman, individually and as trustee of The Coleman Family Trust U/T/A 1/18/1992 and Rhoda B. Coleman, individually and as trustee of The Coleman Family Trust U/T/A/ 1/18/1992 v. Citigroup Global Markets, Inc. Securities Respondent Apr. 9, 2011
    The Rhoda Seidler Revocable Trust U/A DTD 09/30/06, by Arthur A. Rosenberg as Trustee v. Wachovia Securities, Inc., n/k/a Wells Fargo Advisors, LLC Securities Respondent Feb. 5, 2011
    Ronald S. Beard and Karin G. Paridee-Beard, individually and as Trustees of the Beard Living Trust dtd March 20, 1999 v. Citigroup Global Markets Inc. Securities Respondent Jan. 15, 2011
    Nickie Lee Silk as trustee of the Nickie Lee Silk Declaration of Revocable Trust dtd 8/16/93; Evan Gardner as trustee of the Nickie Lee Silk Trust dtd 12/13/2004; Candi Bleifer and Scott Bleifer as trustees of The Bleifer Family Trust dtd 3/25/1999; Bruce L. Pompan and Byrdie Lifson Pompan as trustees of The Pompan Family Trust U/A/D 4/4/1998 v. Ci Securities Respondent Sep. 18, 2010
    The Selan Family Trust dd Aug. 25, 1995 v. Citigroup Global Markets Inc. Securities Respondent Jun. 12, 2010
    Case Name Topic Role Published
    Wells Fargo Clearing Services, LLC v. Xiangyu Yu Zhang Securities Claimant Jun. 26, 2020
    Isidro Z. Miramontes v. Morgan Stanley & Co., LLC; UBS Financial Services Inc. Securities Respondent Mar. 20, 2020
    William Dean Ferguson v. Vanguard Marketing Corporation Securities Respondent Apr. 26, 2019
    Josette S. Hatter IRA; Rodney R. Hatter SEP IRA v. Brian Henderson, UBS Financial Services Inc. Securities Respondent Oct. 6, 2017
    Laura Lyn Bell v. Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc. Breach of Fiduciary Duty Respondent Aug. 20, 2016
    Kenneth L. Van Wagenen v. Wells Fargo Advisors LLC Employment Law Respondent Jan. 9, 2016
    Hooman Moshar and May Moshar v. Wells Fargo Advisors, LLC Securities Respondent Jan. 26, 2013
    Howard D. Coleman, individually and as trustee of The Coleman Family Trust U/T/A 1/18/1992 and Rhoda B. Coleman, individually and as trustee of The Coleman Family Trust U/T/A/ 1/18/1992 v. Citigroup Global Markets, Inc. Securities Respondent Apr. 9, 2011
    The Rhoda Seidler Revocable Trust U/A DTD 09/30/06, by Arthur A. Rosenberg as Trustee v. Wachovia Securities, Inc., n/k/a Wells Fargo Advisors, LLC Securities Respondent Feb. 5, 2011
    Ronald S. Beard and Karin G. Paridee-Beard, individually and as Trustees of the Beard Living Trust dtd March 20, 1999 v. Citigroup Global Markets Inc. Securities Respondent Jan. 15, 2011
    Nickie Lee Silk as trustee of the Nickie Lee Silk Declaration of Revocable Trust dtd 8/16/93; Evan Gardner as trustee of the Nickie Lee Silk Trust dtd 12/13/2004; Candi Bleifer and Scott Bleifer as trustees of The Bleifer Family Trust dtd 3/25/1999; Bruce L. Pompan and Byrdie Lifson Pompan as trustees of The Pompan Family Trust U/A/D 4/4/1998 v. Ci Securities Respondent Sep. 18, 2010
    The Selan Family Trust dd Aug. 25, 1995 v. Citigroup Global Markets Inc. Securities Respondent Jun. 12, 2010
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