This is the property of the Daily Journal Corporation and fully protected by copyright. It is made available only to Daily Journal subscribers for personal or collaborative purposes and may not be distributed, reproduced, modified, stored or transferred without written permission. Please click "Reprint" to order presentation-ready copies to distribute to clients or use in commercial marketing materials or for permission to post on a website. and copyright (showing year of publication) at the bottom.

Jeffrey K. Compton

See more on Jeffrey K. Compton

Markun, Zusman, Freniere & Compton LLP

17383 Sunset Blvd # A-380
Pacific Palisades , CA 90272
Phone: (310) 454-5900
Fax: (310) 454-5970
Email: jcompton@mzclaw.com

University of Michigan Law Sch; Ann Arbor MI



Verdicts & Settlements
Case Name Topic Role Published
Michael A. Carrick, Jeanna D. Carrick, Carrick Family Trust DTD 9/5/07 v. First Allied Securities, Inc., Marsha Lee, Marsha Lee & Company, Inc. Securities Respondent Jun. 19, 2020
Bonwick Capital Partners, LLC v. Boustead Securities, LLC, Network 1 Financial Services, Inc. Contracts Respondent Apr. 10, 2020
Alexander Gerard Conteh v. Cole Capital Corporation Contracts Claimant Jan. 26, 2018
David Shamsian, Roya Shamsian v. ING America Equities Inc., ReliaStar Life Insurance Company, Royal Alliance Associates Inc., LPL Financial LLC Securities Respondent Feb. 4, 2017
LPL Financial LLC v. Darin Richard Pastor Contracts Claimant Mar. 7, 2015
Michael Alakozai v. Chase Investment Services Corp. Employment Law Plaintiff Nov. 6, 2014
Bruce Stewart, Trustee of the PHK Trust dated 12/20/2003 v. SII Investments Inc. David Winston Crist, First Allied Securities Inc. and Edward Anthony Reguero Securities Respondent Oct. 26, 2013
In Re KPMG Wage and Hour Litigation Employment Law Plaintiff Oct. 12, 2013
Michael Stief v. Advanced Equities Inc., Crescencio Alvarez, Adam Antoniades, Dwight Badger, Donna Bartlett, Matthew Bassuk, Jesus Beltran, Catherine Cosgrove, Keith Daubenspeck, Trisha De La Torre, Craig Dindinger, First Allied Securities Inc., Chapin Giordano, Michael Marderosian, Liza Marquardt, Garrett Merrill, Christopher Rhanor and David Roge Securities Respondent Jun. 6, 2013
Michael Rocco and Christiane Rocco v. Paul Robert Beck, Seidler Holdings Inc., The Seidler Companies Inc., Crowell, Weedon & Co., Debra Marcy Reda-Cappos, Western International Securities Inc. Securities Respondent Jan. 28, 2012
Michael Albert Di Pietro v. First Allied Securities Inc. Contracts Respondent Nov. 26, 2011
Joe R. Woods v. Brady Foley, Ann K. Bond Securities Respondent Dec. 4, 2010
Confidential Securities Defendant Dec. 14, 1996
Case Name Topic Role Published
Michael A. Carrick, Jeanna D. Carrick, Carrick Family Trust DTD 9/5/07 v. First Allied Securities, Inc., Marsha Lee, Marsha Lee & Company, Inc. Securities Respondent Jun. 19, 2020
Bonwick Capital Partners, LLC v. Boustead Securities, LLC, Network 1 Financial Services, Inc. Contracts Respondent Apr. 10, 2020
Alexander Gerard Conteh v. Cole Capital Corporation Contracts Claimant Jan. 26, 2018
David Shamsian, Roya Shamsian v. ING America Equities Inc., ReliaStar Life Insurance Company, Royal Alliance Associates Inc., LPL Financial LLC Securities Respondent Feb. 4, 2017
LPL Financial LLC v. Darin Richard Pastor Contracts Claimant Mar. 7, 2015
Michael Alakozai v. Chase Investment Services Corp. Employment Law Plaintiff Nov. 6, 2014
Bruce Stewart, Trustee of the PHK Trust dated 12/20/2003 v. SII Investments Inc. David Winston Crist, First Allied Securities Inc. and Edward Anthony Reguero Securities Respondent Oct. 26, 2013
In Re KPMG Wage and Hour Litigation Employment Law Plaintiff Oct. 12, 2013
Michael Stief v. Advanced Equities Inc., Crescencio Alvarez, Adam Antoniades, Dwight Badger, Donna Bartlett, Matthew Bassuk, Jesus Beltran, Catherine Cosgrove, Keith Daubenspeck, Trisha De La Torre, Craig Dindinger, First Allied Securities Inc., Chapin Giordano, Michael Marderosian, Liza Marquardt, Garrett Merrill, Christopher Rhanor and David Roge Securities Respondent Jun. 6, 2013
Michael Rocco and Christiane Rocco v. Paul Robert Beck, Seidler Holdings Inc., The Seidler Companies Inc., Crowell, Weedon & Co., Debra Marcy Reda-Cappos, Western International Securities Inc. Securities Respondent Jan. 28, 2012
Michael Albert Di Pietro v. First Allied Securities Inc. Contracts Respondent Nov. 26, 2011
Joe R. Woods v. Brady Foley, Ann K. Bond Securities Respondent Dec. 4, 2010
Confidential Securities Defendant Dec. 14, 1996