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    • Jon D. Kaplon

    See more on Jon D. Kaplon

    LPL Financial LLC

    75 State Street, 22nd Floor
    Boston , MA 02109
    Email: jon.kaplon@lpl.com


    Verdicts & Settlements
    Case Name Topic Role Published
    Cynthia Mary Couyoumjian v. First Allied Securities, Inc., LPL Financial LLC Securities Respondent Apr. 10, 2020
    David Munho Choi v. LPL Financial LLC Securities Respondent Mar. 27, 2020
    Kent Douglas Kuhlmann v. LPL Financial LLC Securities Respondent Mar. 20, 2020
    Jason Kenneth Diaz v. Golden State Wealth Management LLC, LPL Financial LLC Securities Respondent Mar. 6, 2020
    Mark Clifford Richmond v. LPL Financial LLC Securities Respondent Dec. 27, 2019
    Jennifer Lynne Turner v. LPL Financial LLC Securities Respondent Dec. 13, 2019
    Nisha Sandeep Varma v. LPL Financial LLC Securities Respondent May 31, 2019
    Orion Kelly Willis v. Centaurus Financial Inc., Invest Financial Corporation, LPL Financial LLC Securities Respondent Apr. 12, 2019
    Carolyn Erskine v. Michael David Allard, LPL Financial LLC, National Planning Corp. Securities Respondent Dec. 20, 2014
    Case Name Topic Role Published
    Cynthia Mary Couyoumjian v. First Allied Securities, Inc., LPL Financial LLC Securities Respondent Apr. 10, 2020
    David Munho Choi v. LPL Financial LLC Securities Respondent Mar. 27, 2020
    Kent Douglas Kuhlmann v. LPL Financial LLC Securities Respondent Mar. 20, 2020
    Jason Kenneth Diaz v. Golden State Wealth Management LLC, LPL Financial LLC Securities Respondent Mar. 6, 2020
    Mark Clifford Richmond v. LPL Financial LLC Securities Respondent Dec. 27, 2019
    Jennifer Lynne Turner v. LPL Financial LLC Securities Respondent Dec. 13, 2019
    Nisha Sandeep Varma v. LPL Financial LLC Securities Respondent May 31, 2019
    Orion Kelly Willis v. Centaurus Financial Inc., Invest Financial Corporation, LPL Financial LLC Securities Respondent Apr. 12, 2019
    Carolyn Erskine v. Michael David Allard, LPL Financial LLC, National Planning Corp. Securities Respondent Dec. 20, 2014
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