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Sara L. Terheggen

See more on Sara L. Terheggen

Founder and Managing Director
The NBD Group, Inc.



UC Berkeley Boalt Hall



Columns
Title Category Published
Balancing communication and compliance in earnings releases Securities Aug. 14, 2024
Preparation is key to a successful SEC fund exam Law Practice, Securities May 30, 2024
Disclosure committees: A key component of good disclosure Securities Mar. 26, 2024
2024 IPO outlook: Rise or fall of the unicorn? Corporate, Securities Jan. 30, 2024
Great governance holds the key to “good” AI Corporate, Technology Nov. 29, 2023
New SEC rules create industry chaos Administrative/Regulatory, Securities Sep. 28, 2023
Rights offerings - another capital raising tool Aug. 2, 2023
SEC mandates tighter share repurchase disclosure Securities May 30, 2023
Steering a WKSI through volatile markets Securities Mar. 29, 2023
2023 IPOs: bull or bear market? Banking, Securities Feb. 1, 2023
Curing a potential delisting Securities Nov. 29, 2022
Defining fiduciary duties in private funds Antitrust & Trade Reg. Sep. 28, 2022
Filing an S-3: Preparing for an open market window Securities Jul. 25, 2022
M&A dry powder will drive spending spree Mergers & Acquisitions, Securities Jun. 1, 2022
Increasing scrutiny on private fund advisers Mar. 29, 2022
A Bridge to IPO Corporate, Securities Jan. 24, 2022
2022 proxy preparation: procedure & purpose Corporate, Securities Nov. 30, 2021
Emerging managers in venture capital Securities Sep. 28, 2021
At-the-market offering program: a strategic financing tool Corporate, Securities Jul. 26, 2021
The ABC’s of AI for boards Corporate, Securities, Technology May 26, 2021
Pandemic as a catalyst for purpose: ESG investing trends Corporate, Securities Mar. 30, 2021
Direct listings: expanding the paths to public Corporate, Securities Jan. 25, 2021
SEC adopts final rules to improve access to capital Administrative/Regulatory, Securities Dec. 1, 2020
Strategies for fund managers to avoid SEC pitfalls Mergers & Acquisitions, Securities Sep. 30, 2020
PIPEs: Optionality in volatile markets Corporate, Securities Jul. 28, 2020
Investor protections in private equity funds Corporate, Securities Jun. 2, 2020
Raising capital in uncertain times Corporate, Securities Apr. 16, 2020
IPOs vs. SPACs: 2 paths to public Corporate, Mergers & Acquisitions, Securities Jan. 27, 2020
Private fund secondaries: Your end, my beginning Nov. 26, 2019
A primer on preferred: Getting your yield’s worth Corporate, Securities Oct. 1, 2019
Investing in films: Strategies to minimize risk Corporate, Entertainment & Sports Jul. 30, 2019
CMPOs: An opportunity for both companies and investors Corporate, Securities May 21, 2019
Strategies to become a successful emerging fund manager Banking, Corporate, Securities Mar. 26, 2019
Implementing the underwriter perspective can improve IPO success Corporate, Mergers & Acquisitions, Securities Jan. 28, 2019
New Year's Resolution: Going Public Corporate, Mergers & Acquisitions, Securities Dec. 26, 2017
Navigating organizational crises: communication, accountability Corporate, Labor/Employment Nov. 28, 2017
Weighing the IPO decision Corporate, Mergers & Acquisitions, Securities Oct. 24, 2017
Guidance on corporate governance Corporate Sep. 26, 2017
Fund fundamentals Corporate, Mergers & Acquisitions, Securities Aug. 29, 2017
Private equity deal execution and operations strategy Corporate, Mergers & Acquisitions, Securities Jul. 25, 2017
IPOs: people, planning and critical path items Corporate, Mergers & Acquisitions, Securities Jun. 27, 2017
The process of BEING public Corporate, Mergers & Acquisitions, Securities May 24, 2017
Impact fund formation growing rapidly Corporate, Mergers & Acquisitions, Securities Apr. 25, 2017
Private equity sponsors using SPACs Corporate, Mergers & Acquisitions, Securities Mar. 29, 2017
Dual-class stock: Will innovation trump concern? Corporate, Mergers & Acquisitions, Securities Mar. 1, 2017
Dual-track IPO process is gaining steam Corporate, Mergers & Acquisitions, Securities Jan. 24, 2017

MCLE
Title Category Published
New SEC rules create industry chaos Administrative/Regulatory Sep. 28, 2023
Title Category Published
Balancing communication and compliance in earnings releases Securities Aug. 14, 2024
Preparation is key to a successful SEC fund exam Law Practice, Securities May 30, 2024
Disclosure committees: A key component of good disclosure Securities Mar. 26, 2024
2024 IPO outlook: Rise or fall of the unicorn? Corporate, Securities Jan. 30, 2024
Great governance holds the key to “good” AI Corporate, Technology Nov. 29, 2023
New SEC rules create industry chaos Administrative/Regulatory, Securities Sep. 28, 2023
Rights offerings - another capital raising tool Aug. 2, 2023
SEC mandates tighter share repurchase disclosure Securities May 30, 2023
Steering a WKSI through volatile markets Securities Mar. 29, 2023
2023 IPOs: bull or bear market? Banking, Securities Feb. 1, 2023
Curing a potential delisting Securities Nov. 29, 2022
Defining fiduciary duties in private funds Antitrust & Trade Reg. Sep. 28, 2022
Filing an S-3: Preparing for an open market window Securities Jul. 25, 2022
M&A dry powder will drive spending spree Mergers & Acquisitions, Securities Jun. 1, 2022
Increasing scrutiny on private fund advisers Mar. 29, 2022
A Bridge to IPO Corporate, Securities Jan. 24, 2022
2022 proxy preparation: procedure & purpose Corporate, Securities Nov. 30, 2021
Emerging managers in venture capital Securities Sep. 28, 2021
At-the-market offering program: a strategic financing tool Corporate, Securities Jul. 26, 2021
The ABC’s of AI for boards Corporate, Securities, Technology May 26, 2021
Pandemic as a catalyst for purpose: ESG investing trends Corporate, Securities Mar. 30, 2021
Direct listings: expanding the paths to public Corporate, Securities Jan. 25, 2021
SEC adopts final rules to improve access to capital Administrative/Regulatory, Securities Dec. 1, 2020
Strategies for fund managers to avoid SEC pitfalls Mergers & Acquisitions, Securities Sep. 30, 2020
PIPEs: Optionality in volatile markets Corporate, Securities Jul. 28, 2020
Investor protections in private equity funds Corporate, Securities Jun. 2, 2020
Raising capital in uncertain times Corporate, Securities Apr. 16, 2020
IPOs vs. SPACs: 2 paths to public Corporate, Mergers & Acquisitions, Securities Jan. 27, 2020
Private fund secondaries: Your end, my beginning Nov. 26, 2019
A primer on preferred: Getting your yield’s worth Corporate, Securities Oct. 1, 2019
Investing in films: Strategies to minimize risk Corporate, Entertainment & Sports Jul. 30, 2019
CMPOs: An opportunity for both companies and investors Corporate, Securities May 21, 2019
Strategies to become a successful emerging fund manager Banking, Corporate, Securities Mar. 26, 2019
Implementing the underwriter perspective can improve IPO success Corporate, Mergers & Acquisitions, Securities Jan. 28, 2019
New Year's Resolution: Going Public Corporate, Mergers & Acquisitions, Securities Dec. 26, 2017
Navigating organizational crises: communication, accountability Corporate, Labor/Employment Nov. 28, 2017
Weighing the IPO decision Corporate, Mergers & Acquisitions, Securities Oct. 24, 2017
Guidance on corporate governance Corporate Sep. 26, 2017
Fund fundamentals Corporate, Mergers & Acquisitions, Securities Aug. 29, 2017
Private equity deal execution and operations strategy Corporate, Mergers & Acquisitions, Securities Jul. 25, 2017
IPOs: people, planning and critical path items Corporate, Mergers & Acquisitions, Securities Jun. 27, 2017
The process of BEING public Corporate, Mergers & Acquisitions, Securities May 24, 2017
Impact fund formation growing rapidly Corporate, Mergers & Acquisitions, Securities Apr. 25, 2017
Private equity sponsors using SPACs Corporate, Mergers & Acquisitions, Securities Mar. 29, 2017
Dual-class stock: Will innovation trump concern? Corporate, Mergers & Acquisitions, Securities Mar. 1, 2017
Dual-track IPO process is gaining steam Corporate, Mergers & Acquisitions, Securities Jan. 24, 2017
Title Category Published
New SEC rules create industry chaos Administrative/Regulatory Sep. 28, 2023
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