FA Expungement LLC
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Barak Raviv v. UBS Financial Services Inc. | Securities | Claimant | Jun. 19, 2020 |
Jahanguir "John" Azodi v. Berthel Fisher & Company Financial Services, Inc., Cetera Advisors LLC | Securities | Claimant | Apr. 10, 2020 |
Jason Kenneth Diaz v. Golden State Wealth Management LLC, LPL Financial LLC | Securities | Claimant | Mar. 6, 2020 |
David Anthony Pickler v. UBS Financial Services Inc. | Securities | Claimant | Feb. 14, 2020 |
G. Scott Diddel v. Voya Financial Advisors, Inc. | Securities | Claimant | Dec. 13, 2019 |
Lee Siegal Henderson v. Morgan Stanley | Securities | Claimant | Nov. 8, 2019 |
Nicholas V. Economos v. Merrill Lynch Pierce Fenner & Smith Inc. | Securities | Claimant | Nov. 1, 2019 |
Lauren Ann Gidley v. First Allied Securities, Inc. | Securities | Claimant | May 24, 2019 |
Albert Alan Aizin v. Syndicated Capital Inc. | Securities | Claimant | May 3, 2019 |
Marc Alan Johnson v. Wells Fargo Clearing Services LLC | Securities | Claimant | Mar. 8, 2019 |
Case Name | Topic | Role | Published |
---|---|---|---|
Barak Raviv v. UBS Financial Services Inc. | Securities | Claimant | Jun. 19, 2020 |
Jahanguir "John" Azodi v. Berthel Fisher & Company Financial Services, Inc., Cetera Advisors LLC | Securities | Claimant | Apr. 10, 2020 |
Jason Kenneth Diaz v. Golden State Wealth Management LLC, LPL Financial LLC | Securities | Claimant | Mar. 6, 2020 |
David Anthony Pickler v. UBS Financial Services Inc. | Securities | Claimant | Feb. 14, 2020 |
G. Scott Diddel v. Voya Financial Advisors, Inc. | Securities | Claimant | Dec. 13, 2019 |
Lee Siegal Henderson v. Morgan Stanley | Securities | Claimant | Nov. 8, 2019 |
Nicholas V. Economos v. Merrill Lynch Pierce Fenner & Smith Inc. | Securities | Claimant | Nov. 1, 2019 |
Lauren Ann Gidley v. First Allied Securities, Inc. | Securities | Claimant | May 24, 2019 |
Albert Alan Aizin v. Syndicated Capital Inc. | Securities | Claimant | May 3, 2019 |
Marc Alan Johnson v. Wells Fargo Clearing Services LLC | Securities | Claimant | Mar. 8, 2019 |