Securities
Expungement
Marc Alan Johnson v. Wells Fargo Clearing Services LLC
Published: Mar. 8, 2019 | Result Date: Dec. 14, 2018 | Filing Date: Apr. 30, 2018 |Case number: FINRA: 18-01672 Arbitration – Expungement
Arbitrator
Attorneys
Claimant
Tosh D. Grebenik
(FA Expungement LLC)
Respondent
Geoffrey S. Beckham
(Wells Fargo Advisors LLC)
Facts
Marc Johnson filed an arbitration claim against Wells Fargo in relation to expungement of an occurrence from his Central Registration Depository records.
Contentions
CLAIMANT'S CONTENTIONS: Johnson requested expungement of a customer complaint from his Central Registration Depository records.
RESPONDENT'S CONTENTIONS: Respondent did not oppose the request.
Result
The arbitrator denied Johnson's request for expungement.
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