HLBS Law
Verdicts & Settlements
Case Name | Topic | Role | Published |
---|---|---|---|
Michael Shawn Bakos v. Fidelity Brokerage Services LLC | Securities | Claimant | Apr. 17, 2020 |
Tiffany L. Wright v. Goldman, Sachs and Company | Securities | Claimant | Apr. 17, 2020 |
Charlotte B. Milliner, as trustee of the Charlotte B. Milliner Trust dated January 30, 1997, and as owner and holder of the Charlotte B. Milliner SEP IRA v. Thomas Herbert Bock, Bock Evans Financial Counsel, Ltd., Mary Catherine Evans, Mutual Securities, Inc. | Contracts | Respondent | Mar. 27, 2020 |
Robert Eric Rose v. Morgan Stanley DW Inc. | Securities | Claimant | Feb. 7, 2020 |
Mark Clifford Richmond v. LPL Financial LLC | Securities | Claimant | Dec. 27, 2019 |
Peter Ivan Michael Shusterman v. Sagepoint Financial, Inc. | Securities | Claimant | Jun. 21, 2019 |
Nisha Sandeep Varma v. LPL Financial LLC | Securities | Claimant | May 31, 2019 |
Case Name | Topic | Role | Published |
---|---|---|---|
Michael Shawn Bakos v. Fidelity Brokerage Services LLC | Securities | Claimant | Apr. 17, 2020 |
Tiffany L. Wright v. Goldman, Sachs and Company | Securities | Claimant | Apr. 17, 2020 |
Charlotte B. Milliner, as trustee of the Charlotte B. Milliner Trust dated January 30, 1997, and as owner and holder of the Charlotte B. Milliner SEP IRA v. Thomas Herbert Bock, Bock Evans Financial Counsel, Ltd., Mary Catherine Evans, Mutual Securities, Inc. | Contracts | Respondent | Mar. 27, 2020 |
Robert Eric Rose v. Morgan Stanley DW Inc. | Securities | Claimant | Feb. 7, 2020 |
Mark Clifford Richmond v. LPL Financial LLC | Securities | Claimant | Dec. 27, 2019 |
Peter Ivan Michael Shusterman v. Sagepoint Financial, Inc. | Securities | Claimant | Jun. 21, 2019 |
Nisha Sandeep Varma v. LPL Financial LLC | Securities | Claimant | May 31, 2019 |