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    • Gilbert R. Serota

    See more on Gilbert R. Serota

    Arnold & Porter Kaye Scholer LLP

    3 Embarcadero Center Fl 10
    San Francisco , CA 94111
    Email: gilbert.serota@arnoldporter.com

    Columbia Univ SOL; New York NY



    Verdicts & Settlements
    Case Name Topic Role Published
    Burton Richter, Linda Collins Cork, Georgia L. May, Thomas Merigan, Alfred Spivack and Janice R. Anderson, on behalf of themselves and all others similarly situated v. CC-Palo Alto Inc., Classic Residence Management Limited Partnership, CC-Development Group Inc. Fraud Defendant Apr. 5, 2019
    Joseph Curry, individually and on behalf of all other similarly situated v. Yelp Inc., Jeremy Stoppelman, Robert J. Krolik and Geoffrey Donaker Securities Defendant May 16, 2015
    In the Matter of Department of Enforcement v. Charles Schwab & Co. Inc. Securities Respondent Dec. 20, 2014
    Hillcrest Children's Center, Hillcrest Funding LLC v. Charles Schwab & Co. Inc. Securities Respondent May 31, 2014
    City of Westland Police and Fire Retirement System, derivatively on behalf of Wells Fargo & Co., Gerald Gorberg, Louisiana Municipal Police Employees Retirement System, IBEW Local Union 98, Oakland County Employees' Retirement System, Laborers' District Council and Contractors Pension Fund of Ohio, John Cottrell v. John Stumpf, John Baker II, John Corporations Defendant May 31, 2014
    Samuel Montini, derivatively on behalf of Wells Faro & Co. v. John G. Stumpf, et al. Business Law Defendant Aug. 24, 2013
    Torrey Pines Securities Inc. v. Charles Schwab & Co. Inc. and Adam Schwartz Business Law Respondent Jun. 15, 2013
    Michael Stief v. Advanced Equities Inc., Crescencio Alvarez, Adam Antoniades, Dwight Badger, Donna Bartlett, Matthew Bassuk, Jesus Beltran, Catherine Cosgrove, Keith Daubenspeck, Trisha De La Torre, Craig Dindinger, First Allied Securities Inc., Chapin Giordano, Michael Marderosian, Liza Marquardt, Garrett Merrill, Christopher Rhanor and David Roge Securities Respondent Jun. 6, 2013
    Richard Gulbrandsen, derivatively on behalf of Wells Fargo & Co v. John H. Stumpf et al Corporations Defendant May 25, 2013
    Department of Enforcement v. Charles Schwab & Co. Inc. Securities Respondent Mar. 23, 2013
    St. Anthony Foundation's Capital Campaign Fund v. SCM Advisors LLC, et al. Securities Respondent Feb. 4, 2012
    Arnold Kreek, individually and on behalf of all others similarly situated v. Wells Fargo & Company; Wells Fargo Funds Management, LLC; Wells Fargo Funds Trust; Wells Fargo Distributors; Stephens Inc.; Wells Fargo Bank, N.A. Securities Defendant Apr. 23, 2011
    Bonnie Burdett and Joyce Anthony as Interim Successor Trustees of the KMP Irrevocable Trust v. Charles Schwab & Co. Inc. Contracts Respondent Jun. 27, 2009
    Henry C. Stockman v. Bear Stearns & Co. Inc. Employment Law Respondent Dec. 15, 2007
    The Shemano Group Inc. (Claimant) v. Generex Biotechnology Corporation (Respondent). Generex Biotechnology Corporation (Counter-Claimant) v. The Shemano Group Inc. (Counter-Respondent) Securities Respondent Oct. 27, 2007
    Kurtis Fechtmeyer v. Pacific Growth Equities, LLC, Richard H. Osgood III, George J. Milstein Securities Defendant Apr. 1, 2006
    David M. Kupfer and Kelly J. Kupfer as co-trustees of the Kupfer Family Living et al v. A.G. Edwards & Sons, Inc. and Sutro & Co., Inc., n/k/a et al Defendant Mar. 25, 2006
    Case Name Topic Role Published
    Burton Richter, Linda Collins Cork, Georgia L. May, Thomas Merigan, Alfred Spivack and Janice R. Anderson, on behalf of themselves and all others similarly situated v. CC-Palo Alto Inc., Classic Residence Management Limited Partnership, CC-Development Group Inc. Fraud Defendant Apr. 5, 2019
    Joseph Curry, individually and on behalf of all other similarly situated v. Yelp Inc., Jeremy Stoppelman, Robert J. Krolik and Geoffrey Donaker Securities Defendant May 16, 2015
    In the Matter of Department of Enforcement v. Charles Schwab & Co. Inc. Securities Respondent Dec. 20, 2014
    Hillcrest Children's Center, Hillcrest Funding LLC v. Charles Schwab & Co. Inc. Securities Respondent May 31, 2014
    City of Westland Police and Fire Retirement System, derivatively on behalf of Wells Fargo & Co., Gerald Gorberg, Louisiana Municipal Police Employees Retirement System, IBEW Local Union 98, Oakland County Employees' Retirement System, Laborers' District Council and Contractors Pension Fund of Ohio, John Cottrell v. John Stumpf, John Baker II, John Corporations Defendant May 31, 2014
    Samuel Montini, derivatively on behalf of Wells Faro & Co. v. John G. Stumpf, et al. Business Law Defendant Aug. 24, 2013
    Torrey Pines Securities Inc. v. Charles Schwab & Co. Inc. and Adam Schwartz Business Law Respondent Jun. 15, 2013
    Michael Stief v. Advanced Equities Inc., Crescencio Alvarez, Adam Antoniades, Dwight Badger, Donna Bartlett, Matthew Bassuk, Jesus Beltran, Catherine Cosgrove, Keith Daubenspeck, Trisha De La Torre, Craig Dindinger, First Allied Securities Inc., Chapin Giordano, Michael Marderosian, Liza Marquardt, Garrett Merrill, Christopher Rhanor and David Roge Securities Respondent Jun. 6, 2013
    Richard Gulbrandsen, derivatively on behalf of Wells Fargo & Co v. John H. Stumpf et al Corporations Defendant May 25, 2013
    Department of Enforcement v. Charles Schwab & Co. Inc. Securities Respondent Mar. 23, 2013
    St. Anthony Foundation's Capital Campaign Fund v. SCM Advisors LLC, et al. Securities Respondent Feb. 4, 2012
    Arnold Kreek, individually and on behalf of all others similarly situated v. Wells Fargo & Company; Wells Fargo Funds Management, LLC; Wells Fargo Funds Trust; Wells Fargo Distributors; Stephens Inc.; Wells Fargo Bank, N.A. Securities Defendant Apr. 23, 2011
    Bonnie Burdett and Joyce Anthony as Interim Successor Trustees of the KMP Irrevocable Trust v. Charles Schwab & Co. Inc. Contracts Respondent Jun. 27, 2009
    Henry C. Stockman v. Bear Stearns & Co. Inc. Employment Law Respondent Dec. 15, 2007
    The Shemano Group Inc. (Claimant) v. Generex Biotechnology Corporation (Respondent). Generex Biotechnology Corporation (Counter-Claimant) v. The Shemano Group Inc. (Counter-Respondent) Securities Respondent Oct. 27, 2007
    Kurtis Fechtmeyer v. Pacific Growth Equities, LLC, Richard H. Osgood III, George J. Milstein Securities Defendant Apr. 1, 2006
    David M. Kupfer and Kelly J. Kupfer as co-trustees of the Kupfer Family Living et al v. A.G. Edwards & Sons, Inc. and Sutro & Co., Inc., n/k/a et al Defendant Mar. 25, 2006
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