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    • Brian D. Miller

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    Miller & Milove

    7825 Fay Ave Ste 200
    La Jolla , CA 92037
    Phone: (619) 696-5200
    Fax: (619) 696-5393
    Email: miller@millerandmilove.com

    California Western SOL; San Diego CA



    Verdicts & Settlements
    Case Name Topic Role Published
    Wilson Humphries Jr., Carol Humphries v. Rocco Antonio Cortese, Sigma Financial Corp., Tomas Juhan Velken Securities Claimant Nov. 1, 2014
    Bernd Liebergesell, Annette Liebergesell v. Dennis James Pettinelli, Signator Investors Inc.; Donald A. Bill, Gloria F. Bill, Dan White Revocable Living Trust, The Bill Family Trust dated Nov 05, 2003, Daniel D. White v. Dennis James Pettinelli, Signator Investors Inc. Wells Investment Securities Inc. Securities Claimant Aug. 16, 2014
    Fred S. Beaton and Fred S. Beaton Revocable Trust dated March 30, 1987 v. Mission Wealth Management LLC, National Planning Corp. and Brad Warren Stark Securities Claimant Aug. 17, 2013
    Suzy Asad v ProEquities Inc., Mamdoh Aziz Abas Securities Claimant May 25, 2013
    Heinrich Hardt, Araceli Hardt, Hardt Family Trust dated June 8, 1978, Hardt Family Trust dated February 22, 2008 v. LPL Financial LLC, Orchard Securities LLC, Meridian Capital Partners LLC Securities Claimant Mar. 10, 2012
    G. Arnold Lawton, G. Arnold Lawton Trust U/A dtd 03/11/2004 v. Wells Fargo Investments, LLC, Jack Wong Securities Claimant Jul. 9, 2011
    Richard E. Schreiber IRA and Richard E. Schreiber, personally and on behalf of The Richard E. Schreiber Retirement Trust v. Charles Schwab & Co. Inc., The Charles Schwab Corporation, Charles Schwab Investment Management Inc. Securities Claimant Jul. 2, 2011
    Martha C. Campbell, personally and on behalf of Martha C. Campbell Rollover IRA v. Kevin A. Williams, North Global Securities Inc., North Wealth Management Company, Asset Management Strategies LLC, Daniel Gullen Securities Claimant Oct. 9, 2010
    Laurence Rivkin, individually; Laurence Rivkin as trustee of the LNR Family Trust dated Aug. 2, 1987 and the Laurence Rivkin IRA Rollover v. Charles Schwab & Co. Inc.; The Charles Schwab Corporation; Charles Schwab Investment Management Inc. Securities Claimant Dec. 12, 2009
    Confidential Corporations Defendant Jan. 24, 1998
    Case Name Topic Role Published
    Wilson Humphries Jr., Carol Humphries v. Rocco Antonio Cortese, Sigma Financial Corp., Tomas Juhan Velken Securities Claimant Nov. 1, 2014
    Bernd Liebergesell, Annette Liebergesell v. Dennis James Pettinelli, Signator Investors Inc.; Donald A. Bill, Gloria F. Bill, Dan White Revocable Living Trust, The Bill Family Trust dated Nov 05, 2003, Daniel D. White v. Dennis James Pettinelli, Signator Investors Inc. Wells Investment Securities Inc. Securities Claimant Aug. 16, 2014
    Fred S. Beaton and Fred S. Beaton Revocable Trust dated March 30, 1987 v. Mission Wealth Management LLC, National Planning Corp. and Brad Warren Stark Securities Claimant Aug. 17, 2013
    Suzy Asad v ProEquities Inc., Mamdoh Aziz Abas Securities Claimant May 25, 2013
    Heinrich Hardt, Araceli Hardt, Hardt Family Trust dated June 8, 1978, Hardt Family Trust dated February 22, 2008 v. LPL Financial LLC, Orchard Securities LLC, Meridian Capital Partners LLC Securities Claimant Mar. 10, 2012
    G. Arnold Lawton, G. Arnold Lawton Trust U/A dtd 03/11/2004 v. Wells Fargo Investments, LLC, Jack Wong Securities Claimant Jul. 9, 2011
    Richard E. Schreiber IRA and Richard E. Schreiber, personally and on behalf of The Richard E. Schreiber Retirement Trust v. Charles Schwab & Co. Inc., The Charles Schwab Corporation, Charles Schwab Investment Management Inc. Securities Claimant Jul. 2, 2011
    Martha C. Campbell, personally and on behalf of Martha C. Campbell Rollover IRA v. Kevin A. Williams, North Global Securities Inc., North Wealth Management Company, Asset Management Strategies LLC, Daniel Gullen Securities Claimant Oct. 9, 2010
    Laurence Rivkin, individually; Laurence Rivkin as trustee of the LNR Family Trust dated Aug. 2, 1987 and the Laurence Rivkin IRA Rollover v. Charles Schwab & Co. Inc.; The Charles Schwab Corporation; Charles Schwab Investment Management Inc. Securities Claimant Dec. 12, 2009
    Confidential Corporations Defendant Jan. 24, 1998
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