David L. Valponi, individually, as trustee of the Valponi Revocable Trust dtd 2/24/98, as trustee of the Valponi Family Irrevocable Trust FBO Erica Valponi, and as trustee of the Valponi Family Irrevocable Trust FBO Alicia Valponi dtd 07/21/98 Elizabeth L. Valponi, individually, as trustee of the Valponi Revocable Trust dtd 2/24/98, as trustee of the Valponi Family Irrevocable Trust FBO Erica Valponi, and as trustee of the Valponi Family Irrevocable Trust FBO Alicia Valponi dtd 07/21/98 v. Hilltop Securities Inc.
|
Securities |
Claimant |
Apr. 17, 2020 |
Schneider Family Limited Partnership LLP. v. Morgan Stanley Smith barney LLC.
|
Securities |
Claimant |
Jun. 28, 2019 |
Seth Adam Radow v. UBS Financial Services Inc.
|
Employment Law |
Claimant |
May 3, 2019 |
Marcia Berger, individually and on behalf of the Marcia Berger IRA and the Marcia Berger Brokerage Account v. Sandlapper Securities LLC, Independent Financial Group LLC
|
Securities |
Claimant |
Dec. 21, 2018 |
Wedbush Securities Inc. v. Jeffrey M. Bell
|
Labor Law |
Respondent |
Feb. 9, 2018 |
David Robert Bennette v. Wells Fargo Advisors LLC
|
Securities |
Claimant |
Jan. 26, 2018 |
Paul Bernard Marcus v. Wedbush Securities Inc.
|
Contracts |
Claimant |
Oct. 6, 2017 |
France Pollack, individually and on behalf of the France Pollack Rollover IRA and as Trustee of the F/T Barry Pollack Trust Profit Sharing v. Morgan Stanley Smith Barney LLC
|
Securities |
Claimant |
Oct. 6, 2017 |
Walid A. Shinnawi v. DFA Securities LLC, Dimensional Fund Advisors Inc.
|
Contracts |
Plaintiff |
Feb. 11, 2017 |
Jeffrey M. Bell v. Wedbush Securities Inc.
|
Contracts |
Claimant |
Aug. 13, 2016 |
Wesley Robert Long v. Wedbush Securities Inc.
|
Contracts |
Claimant |
Aug. 13, 2016 |
Burton D. Schnierow on behalf of his IRA and as trustee of the Burton D. Schnierow Trust U/A 10/29/91 v. Unionbanc Investment Services, LLC
|
Contracts |
Claimant |
Jun. 4, 2016 |
Eugene Elliott, Shawn Elliott, Genraza LLC, The Elliott Family Trust DTD 9-17-86 v. J.P. Morgan Securities LLC
|
Securities |
Claimant |
Nov. 28, 2015 |
Bradley Evan Berdow, Christopher Crandler Crowson v. Barclays Capital Inc.
|
Securities |
Claimant |
Sep. 13, 2014 |
Michael Paul Farah v. Wedbush Securities Inc.
|
Securities |
Claimant |
Oct. 12, 2013 |
James P. McGarry, Amethyst Music and Entertainment Inc. v. Citigroup Global Markets, Inc., Jack Hochstrasser
|
Securities |
Claimant |
Jan. 26, 2013 |
Gerald D. Hosier, individually, and as trustee of the Gerald D. Hosier, U/A/D 10/4/99; Brush Creek Capital LLC; Jerry Murdock Jr. v. Citigroup Global Markets Inc.
|
Securities |
Claimant |
Jun. 25, 2011 |
Howard D. Coleman, individually and as trustee of The Coleman Family Trust U/T/A 1/18/1992 and Rhoda B. Coleman, individually and as trustee of The Coleman Family Trust U/T/A/ 1/18/1992 v. Citigroup Global Markets, Inc.
|
Securities |
Claimant |
Apr. 9, 2011 |
The Rhoda Seidler Revocable Trust U/A DTD 09/30/06, by Arthur A. Rosenberg as
Trustee v. Wachovia Securities, Inc., n/k/a Wells Fargo Advisors, LLC
|
Securities |
Claimant |
Feb. 5, 2011 |
Ronald S. Beard and Karin G. Paridee-Beard, individually and as Trustees of the Beard Living Trust dtd March 20, 1999 v. Citigroup Global Markets Inc.
|
Securities |
Claimant |
Jan. 15, 2011 |
Larry Hagman, individually; Larry Hagman and Maj I. Hagman Revocable Trust, Larry Hagman and Maj I. Hagman, TTEE; Larry Hagman IRA CGM IRA Custodian; Larry Hagman Rollover IRA CGM; The Hagman Insurance Trust UAD 03/21/06 v. Citigroup Global Markets Inc.
|
Securities |
Claimant |
Oct. 30, 2010 |
The Selan Family Trust dd Aug. 25, 1995 v. Citigroup Global Markets Inc.
|
Securities |
Claimant |
Jun. 12, 2010 |
John Yarbrough v. Citigroup Global Markets Inc., fka Smith Barney Inc.
|
Securities |
Claimant |
Jan. 16, 2010 |
Isaac Applbaum, individually and as Trustee of The Applbaum Family Trust UAD June 1, 1993; Hilda Applbaum, individually and as Trustee of The Applbaum Family Trust UAD June 1, 1993 v. Stone & Youngberg, LLC
|
Securities |
Claimant |
Dec. 25, 2009 |
Victor Chang, individually and on behalf of the Victor Chang Charles Schwab & Co. Inc., Cust IRA Rollover
|
Securities |
Claimant |
Oct. 31, 2009 |
Dolores White, individually and on behalf of the Dolores White IRA v. A.G. Edwards & Sons, Inc.
|
Securities |
Claimant |
Dec. 30, 2006 |
Paula Whitsell v. Wells Fargo Securities Inc.
|
Employment Law |
Plaintiff |
Mar. 18, 2003 |
Miller-Scott Design Group v. Benji-26 Electronics
|
Contracts |
Defendant |
Feb. 2, 2002 |
Adrienne Zinn v. Doe City and MBNA Crescent L.P.
|
Personal Injury (Non-Vehicular) |
Plaintiff |
Apr. 26, 1997 |
Tina Christine Holland, etc., v. Los Angeles Equestrian Center, etc., et al.
|
Personal Injury (Non-Vehicular) |
Plaintiff |
Aug. 20, 1994 |
Robert Rodriguez v. Whittaker Corporation
|
Personal Injury (Non-Vehicular) |
Plaintiff |
Jun. 18, 1994 |