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Sam S. Puathasnanon

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515 S Flower St Fl 25
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Loyola Law School



Columns
Title Category Published
DC Circuit ruling confirms split on SEC’s use of in-house judges Administrative/Regulatory, Appellate Practice, Corporate, Government, Civil Litigation, Securities Jul. 10, 2017
Year in review: the SEC in 2016 Administrative/Regulatory, Corporate, Government, Securities Jan. 24, 2017
Insider trading conviction likely to stick Corporate Oct. 13, 2016
Justices to weigh tippee liability Administrative/Regulatory, Government, Securities, U.S. Supreme Court Oct. 6, 2016
SEC taking hard look at private equity Administrative/Regulatory, Government, Securities Jun. 3, 2016
2015 a record year for the SEC Administrative/Regulatory, Government, Securities Jan. 12, 2016

Verdicts & Settlements
Case Name Topic Role Published
Securities and Exchange Commission v. Angelo Mozilo, David Sambol, Eric Sieracki Securities Plaintiff Nov. 6, 2010
Title Category Published
DC Circuit ruling confirms split on SEC’s use of in-house judges Administrative/Regulatory, Appellate Practice, Corporate, Government, Civil Litigation, Securities Jul. 10, 2017
Year in review: the SEC in 2016 Administrative/Regulatory, Corporate, Government, Securities Jan. 24, 2017
Insider trading conviction likely to stick Corporate Oct. 13, 2016
Justices to weigh tippee liability Administrative/Regulatory, Government, Securities, U.S. Supreme Court Oct. 6, 2016
SEC taking hard look at private equity Administrative/Regulatory, Government, Securities Jun. 3, 2016
2015 a record year for the SEC Administrative/Regulatory, Government, Securities Jan. 12, 2016
Case Name Topic Role Published
Securities and Exchange Commission v. Angelo Mozilo, David Sambol, Eric Sieracki Securities Plaintiff Nov. 6, 2010
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