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    • Wells Fargo Advisors, LLC v. Bryan Joseph Clark

    Jan. 18, 2014
    Verdicts and settlements
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    Securities
    Employment
    Breach of Promissory Note

    Wells Fargo Advisors, LLC v. Bryan Joseph Clark

    Published: Jan. 18, 2014 | Result Date: Dec. 23, 2013 | Filing Date: Jan. 1, 1900 |
    Case number: 10-04296 Arbitration –  Respondent

    Court

    FINRA


    Attorneys

    Claimant

    Timothy N. Will
    (Albert & Will LLP)


    Respondent

    Gregory J. Sherwin


    Facts

    Wells Fargo Advisors LLC filed a complaint against Bryan Clark, who was previously employed with claimant.

    Damages

    Wells Fargo sought $208,414, the principal balance plus interest at 8.5 percent. In addition, Wells Fargo also sought costs, fees, and other relief.

    Result

    The FINRA Panel denied Wells Fargo's claims in its entirety.


    #100233

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