Securities
Breach of Fiduciary Duty
Fraud and Misrepresentation
Roland Lee v. CapWest Securities Inc., Patrick Burke
Published: Jun. 25, 2011 | Result Date: May 6, 2011 | Filing Date: Jan. 1, 1900 |Case number: 10-02336 Arbitration – Claim Denial
Facts
Roland Lee filed a complaint against CapWest Securities Inc. and Patrick Burke related to Lee's investment in ECRV Eagle Pinnacle Medical LLC.
Damages
Lee sought a rescission of his purchase of the securities in the amount of $1,016,720, plus interest, attorney fees and costs.
Injuries
Lee asserted the following causes of action: fraud; misrepresentation; negligence; breach of contract; and breach of fiduciary duty.
Result
Lee's claims were denied in its entirety.
Other Information
ARBITRATORS: Jonathan H. Krotinger, John J. Flynn, James D. Murray.
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