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Securities
Expungement

Heather Carter Molin v. Patrick J. Collins III

Published: May 4, 2013 | Result Date: Apr. 19, 2013 | Filing Date: Jan. 1, 1900 |

Case number: 12-03501 Arbitration –  Expungement

Court

FINRA


Attorneys

Claimant

Edward S. Zusman
(Markun, Zusman, Freniere & Compton LLP)


Respondent

Salvador M. Hernandez


Facts

Heather Carter Molin sought arbitration against Patrick J. Collins III asserting a claim for expungement of FINRA arbitration case number 10-03982 from Molin's Central Registration Depository record.

Result

The arbitrator recommended the expungement of all references from the case from Molin's FINRA registration records.


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