Securities
Expungement
Heather Carter Molin v. Patrick J. Collins III
Published: May 4, 2013 | Result Date: Apr. 19, 2013 | Filing Date: Jan. 1, 1900 |Case number: 12-03501 Arbitration – Expungement
Facts
Heather Carter Molin sought arbitration against Patrick J. Collins III asserting a claim for expungement of FINRA arbitration case number 10-03982 from Molin's Central Registration Depository record.
Result
The arbitrator recommended the expungement of all references from the case from Molin's FINRA registration records.
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