Thomas Tripp v. UBS Financial Services
Published: Dec. 24, 2010 | Result Date: Oct. 11, 2010 | Filing Date: Jan. 1, 1900 |Case number: 09-06580 Arbitration – Defense Award
Court
FINRA
Attorneys
Claimant
Respondent
Lisa M. Bertain
(Keesal, Young & Logan)
Nathan R. Jaskowiak
(Keesal, Young & Logan)
Facts
Claimant asserted breach of contract, constructive discharge, conversion, money had and received, and unjust enrichment claims in connection with money forfeited under a deferred compensation plan. He also claimed that he was forced to resign as a result of allegedly intolerable working conditions.
Damages
Claimant requested compensatory damages in the amount of $444,946.11 plus interest and costs.
Result
Following a three day hearing, the arbitration panel denied claimant's claims in their entirety. No amount of damages were awarded.
Other Information
ARBITRATORS: Keith C. Folkman, Gregory N. Smith, Gary F. Purpura.
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