Facts

DeVonna Murrin filed a complaint against Charles Schwab & Co. Inc. in connection with a Minnesota Court Garnishment order and related litigation involving Murrin's investments.

CLAIMANT'S CONTENTIONS:
Claimant alleged causes of action for negligence, breach of fiduciary duty, equitable estoppel, FINRA/NASD rule violation, violation of California law, violation of Minnesota law, and breach of good faith and fair dealing.

RESPONDENT'S CONTENTIONS:
Respondent denied the allegations and asserted various affirmative defenses. Additionally, respondent requested a dismissal and costs.

Damages

Murrin sought $110,420 in compensatory damages, $59,365 in attorney fees, $8,836 in expert witness fees and expenses, and an unspecified amount for pain and suffering damages.

Result

The FINRA Panel denied Murrin's claims entirely.

Other Information

FILING DATE: Nov. 14, 2013