Maged T. Ebrahim v. E-Trade Securities LLC
Published: Aug. 13, 2016 | Result Date: Apr. 20, 2016 | Filing Date: Jan. 1, 1900 |Case number: 14-03309 Arbitration – Respondent
Court
FINRA
Attorneys
Claimant
Jonathan E. Neuman
(Law Offices of Jonathan E. Neuman)
Respondent
John E. Bersin
(E-Trade Securities)
Facts
Maged Ebrahim filed a complaint against E-Trade Securities LLC, in connection with Ebrahim's unspecified investments in his margin account.
Contentions
CLAIMANT'S CONTENTIONS:
Claimant asserted causes of action for fraud, negligent misrepresentation, breach of fiduciary and breach of the covenants of good faith and fair dealing, negligent supervision, breach of conduct, Section 20 violations, and respondeat superior.
RESPONDENT'S CONTENTIONS:
Respondent denied the allegations.
Damages
Ebrahim sought $136,562 in compensatory damages.
Result
The FINRA Panel denied claimant Ebrahim's claims in its entirety.
Other Information
ARBITRATORS: Sally G. Williams, Nancy J. Spieczny, Vytas Tarulis.
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