Steven H. Minar v. Charles Schwab & Co. Inc.
Published: Jun. 4, 2011 | Result Date: May 3, 2011 | Filing Date: Jan. 1, 1900 |Case number: 10-02881 Arbitration – Expungement
Court
Arbitration Forum
Attorneys
Claimant
Thomas D. Mauriello
(Mauriello Law Firm APC)
Respondent
Gordon C. Young
(Barr & Young Attorneys)
Facts
Steven Minar filed a complaint against Charles Schwab & Co. Inc. relating to investment in the Schwab YieldPlus Fund.
Damages
Claimant sought $269,537.12 in compensatory damages or a rescission; interest; reimbursement of costs, punitive damages; attorney fees and costs; and other relief.
Injuries
Minar asserted the following causes of action: negligence; breach of fiduciary duty; breach of contract; negligent misrepresentation; fraud and deceit; California Business & Professions Code violations; and violations of California Corp. Code Sections 25401 and 25501.
Result
The matter was settled on or about Nov. 8, 2010. The Panel recommended expungement of a non-party's records.
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