Howard Snyder, Karen Snyder v. Crowell, Weedon & Co. Debra Marcy Reda-Cappos
Published: Dec. 22, 2012 | Result Date: Nov. 16, 2012 | Filing Date: Jan. 1, 1900 |Case number: 10-04585 Arbitration – Expungement
Court
FINRA
Attorneys
Claimant
Leonard S. Steiner
(Steiner & Libo)
Respondent
Kasumi Takahashi
(Jones Bell Abbott Fleming & Fitzgerald LLP)
Facts
Claimants brought an action against Respondents related to a dividend reinvestment program trading system, alleging claims of negligence, breach of contract, breach of fiduciary duty, and common law and statutory fraud.
Damages
Claimants sought damages of $250,000, as well as punitive damages and attorney's fees.
Result
The claim as to respondent Debra Marcy Reda-Cappos was found to be false and was denied. After settling the case with Crowell, Weedon & Co., Claimants agreed not to oppose Reda-Cappos' expungement hearing. The expungement of all references in the records to respondent Debra Marcy Reda-Cappos was also recommended.
Other Information
ARBITRATORS: Arthur F. Brueggeman, Brent J. Rosenbaum, James M. Goldberg.
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