John Emile Nahas v. Nationwide Investment Services Corporation
Published: Oct. 1, 2016 | Result Date: Aug. 26, 2016 | Filing Date: Jan. 1, 1900 |Case number: 15-01391 Arbitration – Expungement
Court
FINRA
Attorneys
Claimant
Cary S. Lapidus
(Law Offices of Cary S. Lapidus)
Respondent
John L. Viola
(Thompson Coburn LLP)
Facts
John Nahas filed an arbitration against Nationwide Investment Services Corp., to seek expungement of his CRD records in connection with his former employment with the company.
Contentions
CLAIMANT'S CONTENTIONS:
Claimant sought an expungement of his CRD records, including the reason for his termination.
RESPONDENT'S CONTENTIONS:
Respondent denied the allegations and asserted various affirmative defenses.
Result
The parties reached a settlement and, accordingly, the FINRA Panel recommended the expungement of Nahas' CRD record to state that he was terminated for non-securities related reason.
Other Information
ARBITRATORS: Richard M. Norman, Steven J. Feldman.
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