Contracts
Breach of Contract
V. John Threlkeld v. First Allied Securities Inc.
Published: Jun. 4, 2016 | Result Date: Apr. 5, 2016 | Filing Date: Jan. 1, 1900 |Case number: 15-01969 Arbitration – Expungement
Court
FINRA
Attorneys
Claimant
Gordon C. Young
(Barr & Young Attorneys)
Respondent
Nazanin Afshar
(Fisher & Phillips LLP)
Facts
Claimant sought an expungement of two customer complaints filed against him from his Central Registration Depository records.
Contentions
CLAIMANT'S CONTENTIONS:
Claimant contended that he was entitled to expungement of his records.
RESPONDENT'S CONTENTIONS:
Respondent took no position regarding claimant's request for expungement but opposed his request for compensatory damages.
Damages
Economic damages sought in the amount of $50
Result
The arbitrator recommended expungement of all references to both customer complaints. However, at claimant's request, denied any financial compensation.
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