Fred H. Guenther Jr. v. Crown Capital Securities L.P.
Published: Aug. 17, 2013 | Result Date: Aug. 1, 2013 | Filing Date: Jan. 1, 1900 |Case number: 12-00807 Arbitration – Expungement
Court
FINRA
Attorneys
Claimant
D. Daxton White
(White Law Group)
Respondent
Craig R. Bockman
(Jones Bell)
Facts
Fred Guenther Jr. filed an arbitration claim against Crown Capital Securities LP and others, asserting causes of action violation of Common Law of Fraud, breach of fiduciary duty, negligent failure to supervise, negligence, and violation of the California Securities Act. The causes of action related to Guenther's tenant-in-common investments.
Damages
Guenther sought between $100,000 and $500,000 in damages.
Result
The arbitration recommended the expungement of all references to the arbitration from Justin Irving's registration records. All other relief was denied.
Other Information
ARBITRATORS: Chairperson Lawrence Alexander Huerta, Otis E. Hackett and Kenneth Andrew Klinko.
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