Securities
Breach of Fiduciary Duty
Fraud and Misrepresentation
Cindy Bridges-Ross v. Morgan Stanley Smith Barney aka Citigroup, Global Markets Inc., Iwona Alexandra Legge fka Yvonne Zabaglo, Alison G. Konop, David L. Tuebner
Published: Dec. 17, 2011 | Result Date: Nov. 15, 2011 | Filing Date: Jan. 1, 1900 |Case number: 09-05539 Arbitration – Denial
Facts
Cindy Bridges-Ross filed a complaint against Morgan Stanley Smith Barney aka Citigroup, Global Markets Inc., Iwona Alexandra Legge fka Yvonne Zabaglo, Alison G. Konop, and David L. Tuebner related to an investment account with Morgan Stanley.
Damages
Claimant sought approximately $500,000 in damages, plus interest; reimbursement of costs; punitive and exemplary damages.
Injuries
Claimant alleged fraud, negligence, misrepresentation, breach of contract, and breach of fiduciary duty.
Result
The panel denied claimant's claim in its entirety and recommended expungement of Legge/Zabaglo, Konop, and Tuebner's records.
Other Information
ARBITRATORS: Sterling N. Frost, James N. D'Orso, Nicholas J. Caputo.
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